Retirement plan

SHALOM HARTMAN INSTITUTE OF NORTH AMERICA 403(B) PLAN

Name: THE SHALOM HARTMAN INSTITUTE OF NORTH AMERICA - SHALOM HARTMAN INSTITUTE OF NORTH AMERICA 403(B) PLAN (2018) Form 5500
Creator: THE SHALOM HARTMAN INSTITUTE OF NORTH AMERICA
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, SHALOM HARTMAN INSTITUTE OF NORTH AMERICA 403(B) PLAN, THE SHALOM HARTMAN INSTITUTE OF NORTH AMERICA

THE SHALOM HARTMAN INSTITUTE OF NORTH AMERICAEIN 13-3014387Plan #002PY 2018

475 RIVERSIDE DRIVE, SUITE 1450 - NEW YORK, NY 101150002212-268-0300

Other plans on this EIN

1 filing

#003Retirement--

Prospect flagsLow fidelity bond

How to read this page

Total assets (EOY)

$1.6M

+10.0% from 2017

Total participants

+24.3% from 2017

Average account balance

$38,709

No prior year

Annual return

-6.12%

-21.92 pp from 2017

Benchmarks

See 8,161 peers

Peer group

Industry81 - Other Services (except Public Administration)

Plan typeDefined contribution

Participants25-99

Cohort8,161 peers

Snapshot2018

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$4.55M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$62K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

76.8%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$411K

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$4K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+15.95%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$5144

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

0 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Providers data not reported

Schedule C was not filed on this plan's most recent Form 5500, so no compensated service providers are available to display.

Plan features & details

Pension benefit codes2F2J2M2T3F

Plan features

2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2M
Code section 403(b)(7) accounts
Plan uses Code section 403(b)(7) custodial accounts as a funding vehicle.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3F
Leased employees
Plan sponsor(s) received services of leased employees as defined in Code section 414(n) during the plan year.

Opportunity flags

1 tripped

ComplianceLow fidelity bond
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).

Expense breakdown

Schedule H Part II

Admin total

$2K

$73 / participant

Other / not subdivided$2K100.0%

% of EOY assets

0.135%

all-in expense ratio

Categories reported

0 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

No opinion code on file for this filing.

Auditor firm: (not reported)
Auditor EIN: -
Audit fees: (not subdivided)
Opinion code: -

Metric

This plan

Peer set

Industry

Size

Avg account balance

$38,709

$49,177-21.3%

$79,467-51.3%

$64,173-39.7%

Participation rate

86.7%

65.0%+21.6pp

73.3%+13.3pp

69.6%+17.1pp

Annual return

-6.12%

-1.16%-5.0pp

718.30%-724.4pp

7.63%-13.7pp

Employer contribution / active EE

$2,076-100.0%

$2,800-100.0%

$2,381-100.0%

Participant deferral / active EE

$7,945

$2,821+181.6%

$3,704+114.5%

$3,470+129.0%

Admin fee / account holder

$52

$3,839-98.6%

$5,104-99.0%

$4,887-98.9%

SHALOM HARTMAN INSTITUTE OF NORTH AMERICA 403(B) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

SHALOM HARTMAN INSTITUTE OF NORTH AMERICA 403(B) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion