Retirement plan

MORGENS, WATERFALL, VINTIADIS AND COMPANY, INC. PROFIT SHARING & 401(K) PLAN

Name: MORGENS, WATERFALL, VINTIADIS AND COMPANY, INC. - MORGENS, WATERFALL, VINTIADIS AND COMPANY, INC. PROFIT SHARING & 401(K) PLAN (2017) Form 5500
Creator: MORGENS, WATERFALL, VINTIADIS AND COMPANY, INC.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, MORGENS, WATERFALL, VINTIADIS AND COMPANY, INC. PROFIT SHARING & 401(K) PLAN, MORGENS, WATERFALL, VINTIADIS AND COMPANY, INC.

MORGENS, WATERFALL, VINTIADIS AND COMPANY, INC.EIN 13-2674766Plan #002PY 2017

1270 AVENUE OF THE AMERICAS, SUITE 214 - NEW YORK, NY 10020212-218-4100

Other plans on this EIN

1 filing

#001Retirement-$17.3M assets

Prospect flagsHigh assets / participant

How to read this page

Total assets (EOY)

$2.9M

+28.0% from 2016

Total participants

0.0% from 2016

Average account balance

$323,436

+28.0% from 2016

Annual return

21.78%

+15.96 pp from 2016

Benchmarks

See 30,804 peers

Peer group

Industry52 - Finance and Insurance

Plan typeDefined contribution

Participants<25

Cohort30,804 peers

Snapshot2017

See peer percentile detail. $4.99 for your first month.

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Analytics

Total assets (EOY)

Plan-year ending balance

$6.52M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$815K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

88.9%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$288K

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$32K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+31.83%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$38575

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

0 years with F_SCH_H allocation on file

See the 10-year trajectory. $4.99 for your first month.

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Service providers

Providers data not reported

Schedule C was not filed on this plan's most recent Form 5500, so no compensated service providers are available to display.

Plan features & details

Pension benefit codes2E2F2G2J2T3D

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

1 tripped

InformationalHigh assets / participant
Assets per participant exceed $250,000 - top-decile high-value plan.

Audit opinion

Schedule H Part III

No opinion code on file for this filing.

Auditor firm: (not reported)
Auditor EIN: -
Audit fees: (not subdivided)
Opinion code: -

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Metric

This plan

Peer set

Industry

Size

Avg account balance

$323,436

$171,865+88.2%

$149,718+116.0%

$147,584+119.2%

Participation rate

80.0%

88.2%-8.2pp

87.1%-7.1pp

82.8%-2.8pp

Annual return

21.78%

2113.22%-2091.4pp

1501.63%-1479.9pp

578.55%-556.8pp

Employer contribution / active EE

$6,275-100.0%

$5,445-100.0%

$4,876-100.0%

Participant deferral / active EE

$14,045

$7,271+93.2%

$6,569+113.8%

$5,439+158.2%

Admin fee / account holder

$13,799-100.0%

$11,283-100.0%

$10,885-100.0%

MORGENS, WATERFALL, VINTIADIS AND COMPANY, INC. PROFIT SHARING & 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Audit opinioni

MORGENS, WATERFALL, VINTIADIS AND COMPANY, INC. PROFIT SHARING & 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Audit opinion

Benchmarks

Service providers

Opportunity flags

Audit opinion