Filed October 18, 2004 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Sales loads (front end and deferred);... | $67,249 |
NATIONAL FINANCIAL SERVICES3 years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $93,810 | $65,223+43.8% | $80,019+17.2% | $55,725+68.3% |
| Participation rate | 98.2% | 80.6%+17.7pp | 75.8%+22.4pp | 70.9%+27.4pp |
| Annual return | -1.86% | 7.59%-9.4pp | 11.22%-13.1pp | 244.93%-246.8pp |
| Employer contribution / active EE | $6,860 | $2,544+169.7% | $2,468+178.0% | $2,078+230.1% |
| Participant deferral / active EE | $6,783 | $3,881+74.8% | $3,686+84.0% | $3,356+102.1% |
| Admin fee / account holder | $115 | $114+0.3% | $6,521-98.2% | $115-0.5% |