Filed April 12, 2016
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Solo shows the percentile for each metric against plans of the same size and industry. $4.99 for your first month, then $34.99 a month. Cancel any time.
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Solo shows up to ten years of filings for this plan, year over year. $4.99 for your first month, then $34.99 a month. Cancel any time.
| Provider | Service type | Compensation |
|---|---|---|
KAYE CAPITAL MANAGEMENT1 year Service code 27 909 N. PACIFIC COAST HIGHWAY · ENCINO, CA 90245 | Advisory (Plan) | $35,338 |
Filed as: JOHN HANCOCK RETIREMENT PLAN SERVIC Service code 15 · EIN 01-0233346 | Recordkeeping | $25,488 |
WITHUMSMITH+BROWN, PC1 year Filed as: WITHUMSMITH & BROWN, PC Service code 10 · EIN 22-2027092 | Accounting | $9,880 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $98,211 | $53,901+82.2% | $134,143-26.8% | $73,488+33.6% |
| Participation rate | 51.3% | 62.8%-11.5pp | 72.2%-20.8pp | 70.7%-19.3pp |
| Annual return | 16.30% | 15.82%+0.5pp | 36.33%-20.0pp | 28.51%-12.2pp |
| Employer contribution / active EE | $322 | $1,458-77.9% | $3,704-91.3% | $2,270-85.8% |
| Participant deferral / active EE | $5,188 | $2,739+89.4% | $3,499+48.3% | $3,740+38.7% |
| Admin fee / account holder | $343 | $581-40.9% | $6,684-94.9% | $513-33.1% |