Filed July 21, 1994
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
RAYMOND JAMES FINANCIAL SERVICES5+ years Filed as: RAYMOND JAMES & ASSOCIATES, INC. Service code 16 · EIN 59-1237041 | Consulting | $100,000 |
Service code 12 · EIN 13-3689044 | Distribution (12b-1) fees; Sales load... | $92,232 |
NATIONAL FINANCIAL SERVICES6+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $59,557 | $52,293+13.9% | $178,490-66.6% | $73,409-18.9% |
| Participation rate | 100.0% | 65.3%+34.7pp | 81.9%+18.1pp | 72.2%+27.8pp |
| Annual return | 10.40% | 34.75%-24.3pp | 151.07%-140.7pp | 59.29%-48.9pp |
| Employer contribution / active EE | $3,126 | $1,735+80.1% | $5,011-37.6% | $2,234+39.9% |
| Participant deferral / active EE | $2,483 | $2,332+6.5% | $5,202-52.3% | $3,805-34.7% |
| Admin fee / account holder | $125 | $127-1.7% | $13,984-99.1% | $158-20.7% |