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| Provider | Service type | Compensation |
|---|---|---|
Filed as: RAYMOND JAMES&ASSOCIATES INC Service code 27 · EIN 59-1237041 | Advisory (Plan) | $50,000 |
STRATEGIC ADVISORS, INC.5+ years Service code 27 · EIN 04-2654524 | Advisory (Plan) | $30,639 |
Service code 37 · EIN 04-2647786 | Loan Processing | -$8,742 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $290,415 | $88,122+229.6% | $141,200+105.7% | $67,584+329.7% |
| Participation rate | 48.2% | 76.5%-28.2pp | 82.5%-34.2pp | 71.3%-23.0pp |
| Annual return | 26.96% | 75.40%-48.4pp | 71.41%-44.4pp | 378.59%-351.6pp |
| Employer contribution / active EE | $3,464 | $3,224+7.4% | $4,736-26.9% | $2,148+61.3% |
| Participant deferral / active EE | $10,410 | $5,958+74.7% | $6,710+55.1% | $3,540+194.1% |
| Admin fee / account holder | $74 | $131-43.5% | $10,265-99.3% | $142-48.0% |