Filed February 5, 2002
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Recordkeeping fees; Participant loan ... | $43,058 |
MID ATLANTIC CAPITAL CORPORATION3+ years Service code 33 · EIN 25-1409618 | Securities brokerage commissions and ... | $0 |
NATIONAL FINANCIAL SERVICES3+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Retirees and beneficiaries make up 25% or more of total participants - indicates an ageing workforce or a frozen plan.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $117,496 | $50,637+132.0% | $86,590+35.7% | $62,292+88.6% |
| Participation rate | 0.0% | 67.9%-67.9pp | 73.5%-73.5pp | 69.5%-69.5pp |
| Annual return | 17.47% | 20.80%-3.3pp | 964.84%-947.4pp | 28.90%-11.4pp |
| Employer contribution / active EE | $11,081 | $2,075+434.0% | $2,839+290.3% | $2,042+442.6% |
| Participant deferral / active EE | $5,523 | $2,611+111.5% | $3,609+53.0% | $3,169+74.3% |
| Admin fee / account holder | $235 | $413-43.1% | $4,906-95.2% | $479-50.9% |