Filings through .
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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY5 years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 26 · EIN 20-8764829 | Advisory (Participants) | $40,209 |
Service code 37 · EIN 04-2647786 | Loan Processing | $2,338 |
1 fund of $250K or more; 8 lines in all, holding $19.5M of the plan's $19.3M. From the 2025 filing. Recordkeeper: Fidelity (FMR).
Target-date series: Vanguard Target Retirement, mutual fund, 1% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| per annum Manager not matched · Other | $18.4M | 94.3% |
| Invesco Stable Value Trust, Class III Invesco · Insurance contract | $241K | 1.2% |
| Blackrock MID CAP Growth Equity Portfolio Class K BlackRock · Mutual fund | $216K | 1.1% |
| Vanguard Target Retirement Vanguard · Mutual fund Target-date, 5 vintages | $214K | 1.1% |
| Fidelity U.S. Bond Index Fund Fidelity (FMR) · Mutual fund IndexRecordkeeper's own fund | $169K | 0.9% |
| Putnam Samll Cap Growth Fund Class R6 Franklin Templeton · Mutual fund | $158K | 0.8% |
| Vanguard Value Index Fund Admiral Shares Vanguard · Mutual fund Index | $115K | 0.6% |
| Victory Nasdaq-100 Index Fund (Formerly Usaa Nasdaq-100 Index Fund) Victory Capital · Mutual fund Index | $6K | <0.1% |
No lineup changes between the 2024 and 2025 filings.
Stable value and insurance contract lines, renames and class changes are not counted.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 71,097 large plans that list their funds in their annual filing. Updated Nov 3, 2026. Shares describe these plans, not the whole market.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
The auditor signed off without reservation. This is the cleanest opinion.