Retirement plan

KAUFMAN DOLOWICH & VOLUCK, LLP PARTNERS RETIREMENT PLAN

Name: KAUFMAN, DOLOWICH & VOLUCK, LLP - KAUFMAN DOLOWICH & VOLUCK, LLP PARTNERS RETIREMENT PLAN (2015) Form 5500
Creator: KAUFMAN, DOLOWICH & VOLUCK, LLP
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, KAUFMAN DOLOWICH & VOLUCK, LLP PARTNERS RETIREMENT PLAN, KAUFMAN, DOLOWICH & VOLUCK, LLP

KAUFMAN, DOLOWICH & VOLUCK, LLPEIN 11-3391604Plan #001PY 2015

135 CROSSWAYS PARK DRIVE, SUITE 201 - WOODBURY, NY 11797516-283-8736kaufmandolowich.comLinkedIn201-500 employeeslegal services

Other plans on this EIN

1 filing

#002Retirement-$2.7M assets

Prospect flagsFailed to transmit contributions

How to read this page

Total assets (EOY)

$6.2M

No prior year

Total participants

136

No prior year

Average account balance

$53,053

No prior year

Annual return

1.54%

No prior year

Benchmarks

See 22,773 peers

Peer group

Industry54 - Professional, Scientific, and Technical Services

Plan typeDefined contribution

Participants25-99

Cohort22,773 peers

Snapshot2015

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$44.11M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$121K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

365

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

58.4%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$3.31M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$10K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+14.91%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$252

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 3 by compensation

Provider	Service type	Compensation
FUSION FAMILY WEALTH, LLC1+ years Service code 27 88 FROEHLICH FARM BLVD. STE 401 · WOODBURY, NY 11797	Advisory (Plan)	$11,034
UNITED BENEFIT PENSIONS INC.1+ years Service code 13 33 PINLAWN ROAD, STE 103E · MELVILLE, NY 117473111	Contract Administrator	$1,050
AMERICAN FUNDS1+ years Filed as: CAPITAL RESEARCH & MANAGEMENT CO. Service code 64 333 SOUTH HOPE STREET · LOS ANGELES, CA 90071	Recordkeeping Fees	$625

Plan features & details

Pension benefit codes2A2E2G2J2R2T3B3D

Plan features

2A
Age/service weighted or new comparability plan
Age/service weighted plan where allocations are based on age service or age and service; or new comparability or similar plan where allocations are based on participant classifications consisting entirely or predominantly of highly compensated employees or the plan provides an additional allocation rate on compensation above a specified threshold that exceeds the permitted disparity limits of Code section 401(l).
2E
Profit-sharing
Profit-sharing plan.
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2R
Participant-directed brokerage accounts
Participant-directed brokerage accounts provided as an investment option under the plan.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3B
Plan covering self-employed individuals
Plan covering self-employed individuals.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

1 tripped

ComplianceFailed to transmit contributions
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).

Expense breakdown

Schedule H Part II

Admin total

$2K

$34 / participant

Investment mgmt$2K100.0%

% of EOY assets

0.040%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: WEISER MAZARS LLP
Auditor EIN: 131459550
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$53,053

$72,177-26.5%

$115,037-53.9%

$59,633-11.0%

Participation rate

74.0%

72.6%+1.4pp

81.4%-7.4pp

68.7%+5.3pp

Annual return

1.54%

12.02%-10.5pp

26.14%-24.6pp

2041.40%-2039.9pp

Employer contribution / active EE

$5,298

$2,841+86.5%

$4,608+15.0%

$2,203+140.5%

Participant deferral / active EE

$3,844

$4,783-19.6%

$6,026-36.2%

$3,192+20.4%

Admin fee / account holder

$21

$4,927-99.6%

$8,175-99.7%

$4,297-99.5%

Provider

Service type

Compensation

FUSION FAMILY WEALTH, LLC1+ years

Service code 27

88 FROEHLICH FARM BLVD. STE 401 · WOODBURY, NY 11797

Advisory (Plan)

$11,034

UNITED BENEFIT PENSIONS INC.1+ years

Service code 13

33 PINLAWN ROAD, STE 103E · MELVILLE, NY 117473111

Contract Administrator

$1,050

AMERICAN FUNDS1+ years

Filed as: CAPITAL RESEARCH & MANAGEMENT CO.

Service code 64

333 SOUTH HOPE STREET · LOS ANGELES, CA 90071

Recordkeeping Fees

$625

KAUFMAN DOLOWICH & VOLUCK, LLP PARTNERS RETIREMENT PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

KAUFMAN DOLOWICH & VOLUCK, LLP PARTNERS RETIREMENT PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion