Filed December 23, 2005
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
R F LAFFERTY & CO INC1 year Filed as: R F LAFFERTY & CO. INC. Service code 15 · EIN 13-3000887 | Recordkeeping | $12,798 |
ADP BROKER-DEALER3+ years Filed as: ADP, LLC Service code 15 · EIN 13-3036745 | Recordkeeping | $8,471 |
ADP BROKER-DEALER3+ years Service code 49 · EIN 22-3319984 | Other Services | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $28,409 | $85,766-66.9% | $136,294-79.2% | $70,131-59.5% |
| Participation rate | 58.4% | 74.2%-15.7pp | 81.9%-23.5pp | 69.5%-11.1pp |
| Annual return | 16.14% | 31.45%-15.3pp | 5155.94%-5139.8pp | 73.14%-57.0pp |
| Employer contribution / active EE | $494 | $2,966-83.3% | $4,695-89.5% | $2,342-78.9% |
| Participant deferral / active EE | $2,603 | $5,051-48.5% | $6,247-58.3% | $3,332-21.9% |
| Admin fee / account holder | $304 | $5,420-94.4% | $9,243-96.7% | $4,645-93.5% |