Filings through .
See peer percentile detail with Pro.
Pro shows the percentile for each metric against plans of the same size and industry. Free for 7 days, no card. Then $49 a month. Cancel any time.
| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL FINANCIAL GROUP11+ years Filed as: PRINCIPAL LIFE INSURANCE COMPANY Service code 13 · EIN 42-0127290 | Contract Administrator | $83,622 |
UBS FINANCIAL SERVICES INC9 years Service code 27 · EIN 13-2638166 | Advisory (Plan) | $34,108 |
17 funds of $250K or more; 16 lines in all, holding $12.8M of the plan's $12.9M. From the 2025 filing. Recordkeeper: Principal.
Target-date series: Principal LifeTime, other, 63% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Principal LifeTime Principal · Separate account Target-date, 13 vintagesRecordkeeper's own fund | $8.1M | 63.2% |
| Principal LargeCap S&P 500 Index Separate Account Principal · Separate account IndexRecordkeeper's own fund | $1.1M | 8.2% |
| Principal Liquid Assets Separate Account Principal · Money market Recordkeeper's own fund | $690K | 5.4% |
| Victory Sycamore Established Value Fund Victory Capital · Mutual fund | $571K | 4.5% |
| JP Morgan Lage Cap Growth R6 JPMorgan · Mutual fund | $484K | 3.8% |
| DFA Intl Core Equity 2 I Fd Dimensional · Mutual fund | $384K | 3.0% |
| JPMorgan Core Plus Bond Fund Class R6 JPMorgan · Mutual fund | $323K | 2.5% |
| Fidelity Adv Cp & Inc Z Fund Fidelity (FMR) · Mutual fund | $270K | 2.1% |
| Principal Mid Cap S&P 400 Index Fund Principal · Separate account IndexRecordkeeper's own fund | $254K | 2.0% |
| MFS Value Fund R6 MFS (Sun Life) · Mutual fund | $220K | 1.7% |
Covers 71,410 large plans that list their funds in their annual filing. Updated Nov 6, 2026. Shares describe these plans, not the whole market.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.