Filed December 20, 2000
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
CITRIN COOPERMAN1 year Filed as: CITRON COOPERMAN & COMPANY LLP Service code 10 · EIN 22-2428965 | Accounting | $36,925 |
Service code 12 · EIN 13-3689044 | Sales loads (front end and deferred);... | $25,911 |
Service code 33 · EIN 25-1409618 | Securities brokerage commissions and ... | $0 |
NATIONAL FINANCIAL SERVICES4 years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $245,915 | $136,307+80.4% | $177,821+38.3% | $73,488+234.6% |
| Participation rate | 69.3% | 86.1%-16.8pp | 87.7%-18.5pp | 70.7%-1.4pp |
| Annual return | 9.06% | 18.68%-9.6pp | 48.32%-39.3pp | 28.51%-19.5pp |
| Employer contribution / active EE | $709 | $3,712-80.9% | $5,918-88.0% | $2,270-68.8% |
| Participant deferral / active EE | $7,380 | $5,829+26.6% | $7,714-4.3% | $3,740+97.3% |
| Admin fee / account holder | $331 | $596-44.5% | $12,427-97.3% | $513-35.5% |