Filed October 7, 1997
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
MERRILL LYNCH PIERCE FENNER & SMITH10+ years Service code 15 · EIN 13-5674085 | Recordkeeping | $67,539 |
ADP BROKER-DEALER5 years Filed as: ADP, INC. Service code 15 · EIN 13-3036745 | Recordkeeping | $18,156 |
ADP BROKER-DEALER10+ years Service code 49 · EIN 22-3319984 | Other Services | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $41,921 | $88,890-52.8% | $102,423-59.1% | $77,643-46.0% |
| Participation rate | 98.6% | 80.9%+17.7pp | 76.5%+22.2pp | 70.6%+28.1pp |
| Annual return | 13.85% | 24.98%-11.1pp | 29.32%-15.5pp | 31.24%-17.4pp |
| Employer contribution / active EE | $1,369 | $2,698-49.3% | $3,023-54.7% | $2,726-49.8% |
| Participant deferral / active EE | $4,925 | $5,145-4.3% | $5,053-2.5% | $4,647+6.0% |
| Admin fee / account holder | $216 | $235-8.3% | $9,451-97.7% | $430-49.8% |