Retirement plan

AMERICAN THORACIC SOCIETY, INC. 403(B) PLAN

Name: AMERICAN THORACIC SOCIETY, INC. - AMERICAN THORACIC SOCIETY, INC. 403(B) PLAN (2018) Form 5500
Creator: AMERICAN THORACIC SOCIETY, INC.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, AMERICAN THORACIC SOCIETY, INC. 403(B) PLAN, AMERICAN THORACIC SOCIETY, INC.

AMERICAN THORACIC SOCIETY, INC.EIN 06-1548706Plan #002PY 2018

25 BROADWAY, 18TH FLOOR - NEW YORK, NY 10004212-315-8600thoracic.orgLinkedIn51-200 employeesnon-profit organization management

Prospect flagsHigh fees

Top hat statement on fileNQDC

Filed June 26, 2018

Plan administrator

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25 Broadway, 18th Floor

New York State: NY Zip Code: 10004

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Plans declared (1)

American Thoracic Society, Inc. 457 Plan1 emp

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Total assets (EOY)

$7.3M

+3.8% from 2017

Total participants

105

+6.1% from 2017

Average account balance

$80,511

-4.2% from 2017

Annual return

-6.16%

-21.69 pp from 2017

Benchmarks

See 8,161 peers

Peer group

Industry81 - Other Services (except Public Administration)

Plan typeDefined contribution

Participants25-99

Cohort8,161 peers

Snapshot2018

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$16.64M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$158K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

105

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

125.0%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$1.36M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$16K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+14.21%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$5979

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

0 years with F_SCH_H allocation on file

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Service providers

Providers data not reported

Schedule C was not filed on this plan's most recent Form 5500, so no compensated service providers are available to display.

Plan features & details

Pension benefit codes2E2G2K2M2T

Plan features

2E
Profit-sharing
Profit-sharing plan.
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
2M
Code section 403(b)(7) accounts
Plan uses Code section 403(b)(7) custodial accounts as a funding vehicle.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.

Opportunity flags

1 tripped

OpportunityHigh fees
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)

Expense breakdown

Schedule H Part II

Admin total

$335K

$3646 / participant

Other / not subdivided$335K100.0%

% of EOY assets

4.578%

all-in expense ratio

Categories reported

0 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

No opinion code on file for this filing.

Auditor firm: (not reported)
Auditor EIN: -
Audit fees: (not subdivided)
Opinion code: -

Metric

This plan

Peer set

Industry

Size

Avg account balance

$80,511

$49,177+63.7%

$79,467+1.3%

$64,173+25.5%

Participation rate

84.8%

65.0%+19.8pp

73.3%+11.4pp

69.6%+15.2pp

Annual return

-6.16%

-1.16%-5.0pp

718.30%-724.5pp

7.63%-13.8pp

Employer contribution / active EE

$3,245

$2,076+56.3%

$2,800+15.9%

$2,381+36.3%

Participant deferral / active EE

$7,863

$2,821+178.7%

$3,704+112.3%

$3,470+126.6%

Admin fee / account holder

$3,686

$3,839-4.0%

$5,104-27.8%

$4,887-24.6%

AMERICAN THORACIC SOCIETY, INC. 403(B) PLAN

Top hat statement on fileNQDC

Plan administrator

Plans declared (1)

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

AMERICAN THORACIC SOCIETY, INC. 403(B) PLAN

Top hat statement on fileNQDC

Plan administrator

Plans declared (1)

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion