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| Provider | Service type | Compensation |
|---|---|---|
Filed as: EMPOWER ANNUITY INSURANCE COMPANY Service code 15 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping | $17,958 |
Service code 27 1400 AMERICAN BLVD BLDG 4 · PENNINGTON, NJ 08534 | Advisory (Plan) | $12,175 |
2 funds of $250K or more; 18 lines in all, holding $2.5M of the plan's $2.6M. From the 2024 filing. Recordkeeper: Empower.
Target-date series: American Funds Target Date, mutual fund, 21% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| ClearBridge Large Cap Growth Fund Franklin Templeton · Mutual fund | $770K | 31.0% |
| American Funds Target Date Capital Group · Mutual fund Target-date, 11 vintages | $533K | 21.4% |
| iShares S&P 500 Index Fund Class K Shares BlackRock · ETF Index | $341K | 13.7% |
| Alger Small Cap Focus Fund Manager not matched · Mutual fund | $189K | 7.6% |
| Mutual Investor Fund R6 MFS Investment Management MFS (Sun Life) · Mutual fund | $163K | 6.6% |
| USD Hedged) Institutional Pacific Investment Mgmt. Co. PIMCO Investment Grade Credit PIMCO (Allianz) · Mutual fund | $143K | 5.7% |
| Behavioral Value Fund R6 American Funds Capital Group · Mutual fund | $102K | 4.1% |
| Guaranteed Investment Contract Empower Annuity Insurance Empower Investments Fixed Empower · Insurance contract Recordkeeper's own fund | $83K | 3.3% |
| iShares Russell 2000 Small-Cap Index Fund Class K BlackRock · ETF Index | $83K | 3.3% |
| American Funds Capital Group · Mutual fund | $28K | 1.1% |
Covers 71,097 large plans that list their funds in their annual filing. Updated Nov 3, 2026. Shares describe these plans, not the whole market.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.