Retirement plan

HAYNES INTERNATIONAL, INC. COMBINED PROFIT SHARING AND SAVINGS PLAN

Name: HAYNES INTERNATIONAL, INC. - HAYNES INTERNATIONAL, INC. COMBINED PROFIT SHARING AND SAVINGS PLAN (2018) Form 5500
Creator: HAYNES INTERNATIONAL, INC.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, HAYNES INTERNATIONAL, INC. COMBINED PROFIT SHARING AND SAVINGS PLAN, HAYNES INTERNATIONAL, INC.

HAYNES INTERNATIONAL, INC.EIN 06-1185400Plan #005PY 2018

1020 WEST PARK AVENUE - KOKOMO, IN 46904765-456-6404haynesintl.comLinkedIn501-1000 employeesmining & metals

Other plans on this EIN

2 filings

#004Retirement-$201.9M assets #001Retirement-$2.0M assets

Prospect flagsFailed to transmit contributions

Top hat statement on fileNQDC

Filed August 29, 2006 (most recent of 2 filings on file)

This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.

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Total assets (EOY)

$87.4M

-10.4% from 2017

Total participants

1,011

+1.7% from 2017

Average account balance

$89,841

-18.7% from 2017

Annual return

-4.50%

-19.01 pp from 2017

Benchmarks

See 2,409 peers

Peer group

Industry33 - Manufacturing

Plan typeDefined contribution

Participants250-999

Cohort2,409 peers

Snapshot2018

See peer percentile detail. $4.99 for your first month.

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Analytics

Total assets (EOY)

Plan-year ending balance

$123.27M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$97K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

1,268

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

93.4%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$10.93M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$9K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+20.84%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$167

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

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Service providers

Top 6 by compensation

Provider	Service type	Compensation
OXFORD FINANCIAL GROUP, LTD4+ years Filed as: OXFORD FINANCIAL GROUP, LTD. Service code 28 · EIN 35-1588335	Investment Management	$55,000
CHARLES SCHWAB & CO., INC.1 year Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833	Recordkeeping	$23,260
DELOITTE & TOUCHE LLP4+ years Filed as: DELOITTE & TOUCHE, LLP Service code 10 · EIN 13-3891517	Accounting	$15,000
CHARLES SCHWAB & CO., INC.4+ years Filed as: CHARLES SCHWAB BANK Service code 25 · EIN 42-1558009	Directed Trustee	$3
CHARLES SCHWAB & CO., INC.4+ years Filed as: CHARLES SCHWAB & CO AND AFFILIATES Service code 59	Shareholder Servicing	$0
CHARLES SCHWAB & CO., INC.1 year Filed as: CHARLES SCHWAB & CO.,INC Service code 59 · EIN 94-1737782	Shareholder Servicing	$0

Plan features & details

Pension benefit codes2E2F2G2J2K2S2T3D

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
2S
Automatic enrollment
Plan provides for automatic enrollment in plan that has elective contributions deducted from payroll.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

1 tripped

ComplianceFailed to transmit contributions
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).

Expense breakdown

Schedule H Part II

Admin total

$93K

$102 / participant

Investment mgmt$55K58.9%
Other / not subdivided$38K41.1%

% of EOY assets

0.107%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.

Auditor firm: RSM US LLP
Auditor EIN: 420714325
Audit fees: (not subdivided)
Opinion code: Disclaimer

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Metric

This plan

Peer set

Industry

Size

Avg account balance

$89,841

$65,118+38.0%

$76,768+17.0%

$55,725+61.2%

Participation rate

95.8%

79.6%+16.2pp

77.0%+18.9pp

70.9%+25.0pp

Annual return

-4.50%

-1.27%-3.2pp

2.43%-6.9pp

244.93%-249.4pp

Employer contribution / active EE

$2,143

$1,941+10.4%

$2,485-13.8%

$2,078+3.1%

Participant deferral / active EE

$5,771

$3,688+56.5%

$3,852+49.8%

$3,356+72.0%

Admin fee / account holder

$96

$116-17.2%

$6,675-98.6%

$115-16.7%

Provider

Service type

Compensation

OXFORD FINANCIAL GROUP, LTD4+ years

Filed as: OXFORD FINANCIAL GROUP, LTD.

Service code 28 · EIN 35-1588335

Investment Management

$55,000

CHARLES SCHWAB & CO., INC.1 year

Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC

Service code 15 · EIN 34-1479833

Recordkeeping

$23,260

DELOITTE & TOUCHE LLP4+ years

Filed as: DELOITTE & TOUCHE, LLP

Service code 10 · EIN 13-3891517

Accounting

$15,000

CHARLES SCHWAB & CO., INC.4+ years

Filed as: CHARLES SCHWAB BANK

Service code 25 · EIN 42-1558009

Directed Trustee

CHARLES SCHWAB & CO., INC.4+ years

Filed as: CHARLES SCHWAB & CO AND AFFILIATES

Service code 59

Shareholder Servicing

CHARLES SCHWAB & CO., INC.1 year

Filed as: CHARLES SCHWAB & CO.,INC

Service code 59 · EIN 94-1737782

Shareholder Servicing

HAYNES INTERNATIONAL, INC. COMBINED PROFIT SHARING AND SAVINGS PLAN

Top hat statement on fileNQDC

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

HAYNES INTERNATIONAL, INC. COMBINED PROFIT SHARING AND SAVINGS PLAN

Top hat statement on fileNQDC

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion