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| Provider | Service type | Compensation |
|---|---|---|
Filed as: WOODBURY FINANCIAL SERVICES INC. Service code 15 · EIN 41-0944586 | Recordkeeping | $36,850 |
ADP BROKER-DEALER2 years Filed as: ADP, LLC Service code 15 · EIN 13-3036745 | Recordkeeping | $22,275 |
THE HARTFORD1 year Filed as: INTERIM HEALTHCARE OF HARTFORD INC Service code 15 · EIN 06-1152103 | Recordkeeping | $12,900 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $58,875 | $46,173+27.5% | $170,435-65.5% | $69,631-15.4% |
| Participation rate | 38.8% | 63.9%-25.1pp | 83.6%-44.8pp | 70.7%-31.8pp |
| Annual return | 13.60% | 21.62%-8.0pp | 205.94%-192.3pp | 27571.02%-27557.4pp |
| Employer contribution / active EE | $0 | $1,610-100.0% | $5,432-100.0% | $2,032-100.0% |
| Participant deferral / active EE | $1,972 | $2,080-5.2% | $4,939-60.1% | $3,224-38.8% |
| Admin fee / account holder | $350 | $116+202.1% | $13,881-97.5% | $110+217.2% |