Retirement plan

SHOPE RENO WHARTON ASSOC. 401K PLAN

Name: SHOPE RENO WHARTON ASSOCIATES - SHOPE RENO WHARTON ASSOC. 401K PLAN (2020) Form 5500
Creator: SHOPE RENO WHARTON ASSOCIATES
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, SHOPE RENO WHARTON ASSOC. 401K PLAN, SHOPE RENO WHARTON ASSOCIATES

SHOPE RENO WHARTON ASSOCIATESEIN 06-1036635Plan #001PY 2020

18 MARSHALL STREET - SO. NORWALK, CT 068542237203-852-7250shoperenowharton.comLinkedIn11-50 employeesarchitecture & planning

Prospect flagsHigh assets / participant

How to read this page

Total assets (EOY)

$7.8M

+23.9% from 2019

Total participants

0.0% from 2019

Average account balance

$338,402

+23.9% from 2019

Annual return

19.12%

-3.96 pp from 2019

Benchmarks

See 120,737 peers

Peer group

Industry54 - Professional, Scientific, and Technical Services

Plan typeDefined contribution

Participants<25

Cohort120,737 peers

Snapshot2020

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$11.58M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$681K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

85.0%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$496K

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$25K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+16.75%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$9952

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

0 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Providers data not reported

Schedule C was not filed on this plan's most recent Form 5500, so no compensated service providers are available to display.

Plan features & details

Pension benefit codes2E2H2J3D

Plan features

2E
Profit-sharing
Profit-sharing plan.
2H
Partial participant-directed account plan
Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

1 tripped

InformationalHigh assets / participant
Assets per participant exceed $250,000 - top-decile high-value plan.

Audit opinion

Schedule H Part III

No opinion code on file for this filing.

Auditor firm: (not reported)
Auditor EIN: -
Audit fees: (not subdivided)
Opinion code: -

Metric

This plan

Peer set

Industry

Size

Avg account balance

$338,402

$165,399+104.6%

$149,745+126.0%

$158,982+112.9%

Participation rate

100.0%

84.6%+15.4pp

82.5%+17.5pp

82.0%+18.0pp

Annual return

19.12%

348.34%-329.2pp

276.72%-257.6pp

302.99%-283.9pp

Employer contribution / active EE

$6,732

$5,105+31.9%

$4,646+44.9%

$4,763+41.3%

Participant deferral / active EE

$12,122

$7,183+68.8%

$6,843+77.1%

$5,983+102.6%

Admin fee / account holder

$10,811-100.0%

$9,312-100.0%

$11,252-100.0%

SHOPE RENO WHARTON ASSOC. 401K PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Audit opinioni

SHOPE RENO WHARTON ASSOC. 401K PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Audit opinion

Benchmarks

Service providers

Opportunity flags

Audit opinion