Filed February 11, 2005 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
MERRILL LYNCH PIERCE FENNER & SMITH10+ years Filed as: MERRILL LYNCH, PIERCE, FENNER AND S Service code 15 · EIN 13-5674085 | Recordkeeping | $609,164 |
CLEARSTEAD ADVISORS, LLC3 years Service code 70 · EIN 34-1597728 | Consulting Fees | $30,000 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $70,623 | $47,385+49.0% | $56,411+25.2% | $106,382-33.6% |
| Participation rate | 54.3% | 33.2%+21.1pp | 52.5%+1.8pp | 69.9%-15.6pp |
| Annual return | 10.09% | 17.29%-7.2pp | 1701.33%-1691.2pp | 17.37%-7.3pp |
| Employer contribution / active EE | $985 | $623+58.2% | $1,039-5.1% | $3,364-70.7% |
| Participant deferral / active EE | $1,608 | $1,440+11.6% | $1,952-17.6% | $5,569-71.1% |
| Admin fee / account holder | $63 | $78-19.6% | $2,829-97.8% | $79-20.7% |