Retirement plan

STEVEN W. FARLEY, D. D. S. , A. P. C. PROFIT SHARING 401(K) PLAN

Name: STEVEN W. FARLEY, D.D.S., A.P.C. - STEVEN W. FARLEY, D. D. S. , A. P. C. PROFIT SHARING 401(K) PLAN (2018) Form 5500
Creator: STEVEN W. FARLEY, D.D.S., A.P.C.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, STEVEN W. FARLEY, D. D. S. , A. P. C. PROFIT SHARING 401(K) PLAN, STEVEN W. FARLEY, D.D.S., A.P.C.

STEVEN W. FARLEY, D.D.S., A.P.C.EIN 06-0917227Plan #003PY 2018

62 BLOOMFIELD AVENUE - WINDSOR, CT 06095860-688-4325

Prospect flagsHigh fees

How to read this page

Total assets (EOY)

$1.9M

-8.3% from 2017

Total participants

-25.0% from 2017

Average account balance

$234,596

+37.6% from 2017

Annual return

-7.77%

-18.01 pp from 2017

Benchmarks

See 105,557 peers

Peer group

Industry62 - Health Care and Social Assistance

Plan typeDefined contribution

Participants<25

Cohort105,557 peers

Snapshot2018

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

Not enough data

0 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

Not enough data

0 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

Not enough data

0 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

Not enough data

0 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

Not enough data

0 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

-100.00%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

0 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Providers data not reported

Schedule C was not filed on this plan's most recent Form 5500, so no compensated service providers are available to display.

Plan features & details

Pension benefit codes2E2F2J3D

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

1 tripped

OpportunityHigh fees
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)

Expense breakdown

Schedule H Part II

Admin total

$116K

$16517 / participant

Other / not subdivided$116K100.0%

% of EOY assets

6.160%

all-in expense ratio

Categories reported

0 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

No opinion code on file for this filing.

Auditor firm: (not reported)
Auditor EIN: -
Audit fees: (not subdivided)
Opinion code: -

Metric

This plan

Peer set

Industry

Size

Avg account balance

$234,596

$180,459+30.0%

$154,108+52.2%

$135,380+73.3%

Participation rate

85.7%

87.4%-1.7pp

83.0%+2.7pp

82.6%+3.1pp

Annual return

-7.77%

888.21%-896.0pp

735.21%-743.0pp

519.81%-527.6pp

Employer contribution / active EE

$3,576

$6,035-40.8%

$5,298-32.5%

$4,779-25.2%

Participant deferral / active EE

$9,203

$5,806+58.5%

$5,081+81.1%

$5,609+64.1%

Admin fee / account holder

$14,452

$16,145-10.5%

$13,411+7.8%

$10,828+33.5%

STEVEN W. FARLEY, D. D. S. , A. P. C. PROFIT SHARING 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

STEVEN W. FARLEY, D. D. S. , A. P. C. PROFIT SHARING 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion