Filed June 13, 2002 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 9-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
TIAA7 years Service code 15 · EIN 13-1624203 | Recordkeeping | $91,762 |
KREITLER FINANCIAL, LLC5 years Service code 28 · EIN 06-1340298 | Investment Management | $91,740 |
TIDEWATER WEALTH MANAGEMENT2 years Service code 28 · EIN 87-3087476 | Investment Management | $58,384 |
AON CONSULTING5 years Filed as: AON INVESTMENTS USA INC Service code 28 · EIN 36-3109431 | Investment Management | $51,688 |
Filed as: ASSETMARK,INC. Service code 28 · EIN 58-2113323 | Investment Management | $5,575 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $115,174 | $145,906-21.1% | $67,502+70.6% | $106,382+8.3% |
| Participation rate | 16.3% | 67.1%-50.8pp | 72.9%-56.6pp | 69.9%-53.6pp |
| Annual return | 11.14% | 15.10%-4.0pp | 3512.12%-3501.0pp | 17.37%-6.2pp |
| Employer contribution / active EE | $0 | $6,028-100.0% | $2,731-100.0% | $3,364-100.0% |
| Participant deferral / active EE | $312 | $5,093-93.9% | $4,000-92.2% | $5,569-94.4% |
| Admin fee / account holder | $40 | $38+4.9% | $3,998-99.0% | $79-49.9% |