Filed February 24, 1998
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
HIGHTOWER ADVISORS LLC1+ years Filed as: HIGHTOWER ADVISORS, LLC Service code 27 · EIN 34-4500709 | Advisory (Plan) | $10,364 |
Service code 52 · EIN 04-1590850 | Indirect Investment Fees | $4,898 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $65,456 | $53,412+22.6% | $68,509-4.5% | $52,331+25.1% |
| Participation rate | 65.2% | 71.7%-6.5pp | 74.7%-9.5pp | 68.1%-2.9pp |
| Annual return | 0.03% | 3.42%-3.4pp | 8.27%-8.2pp | 4.54%-4.5pp |
| Employer contribution / active EE | $0 | $1,607-100.0% | $2,278-100.0% | $1,882-100.0% |
| Participant deferral / active EE | $2,950 | $2,688+9.7% | $3,382-12.8% | $3,022-2.4% |
| Admin fee / account holder | $33 | $461-92.8% | $5,275-99.4% | $592-94.4% |