Filed February 24, 1998
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
HIGHTOWER ADVISORS LLC1+ years Filed as: HIGHTOWER ADVISORS, LLC Service code 27 · EIN 34-4500709 | Advisory (Plan) | $5,222 |
Service code 52 · EIN 04-1590850 | Indirect Investment Fees | $2,190 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $55,252 | $53,412+3.4% | $68,509-19.4% | $52,331+5.6% |
| Participation rate | 58.8% | 71.7%-12.8pp | 74.7%-15.9pp | 68.1%-9.3pp |
| Annual return | -0.72% | 3.42%-4.1pp | 8.27%-9.0pp | 4.54%-5.3pp |
| Employer contribution / active EE | $825 | $1,607-48.7% | $2,278-63.8% | $1,882-56.2% |
| Participant deferral / active EE | $2,483 | $2,688-7.6% | $3,382-26.6% | $3,022-17.8% |
| Admin fee / account holder | $24 | $461-94.7% | $5,275-99.5% | $592-95.9% |