Retirement plan

GUILFORD, SARVAS & CARBONARA 401(K) PROFIT SHARING PLAN

Name: GUILFORD, SARVAS & CARBONARA, LLP - GUILFORD, SARVAS & CARBONARA 401(K) PROFIT SHARING PLAN (2017) Form 5500
Creator: GUILFORD, SARVAS & CARBONARA, LLP
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, GUILFORD, SARVAS & CARBONARA 401(K) PROFIT SHARING PLAN, GUILFORD, SARVAS & CARBONARA, LLP

GUILFORD, SARVAS & CARBONARA, LLPEIN 05-0538557Plan #001PY 2017

2099 S STATE COLLEGE BLVD., STE 400 - ANAHEIM, CA 92806714-937-0300LinkedIn11-50 employeeslegal services

Prospect flagsHigh fees

How to read this page

Total assets (EOY)

$6.2M

-14.1% from 2016

Total participants

-8.1% from 2016

Average account balance

$199,435

+2.5% from 2016

Annual return

15.02%

+6.64 pp from 2016

Benchmarks

See 114,324 peers

Peer group

Industry54 - Professional, Scientific, and Technical Services

Plan typeDefined contribution

Participants<25

Cohort114,324 peers

Snapshot2017

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$7.80M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$339K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

230.0%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$139K

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$14K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+14.22%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$33228

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

0 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Providers data not reported

Schedule C was not filed on this plan's most recent Form 5500, so no compensated service providers are available to display.

Plan features & details

Pension benefit codes2E2F2G2J

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.

Opportunity flags

1 tripped

OpportunityHigh fees
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)

Expense breakdown

Schedule H Part II

Admin total

$2.3M

$138016 / participant

Other / not subdivided$2M100.0%

% of EOY assets

37.950%

all-in expense ratio

Categories reported

0 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

No opinion code on file for this filing.

Auditor firm: (not reported)
Auditor EIN: -
Audit fees: (not subdivided)
Opinion code: -

Metric

This plan

Peer set

Industry

Size

Avg account balance

$199,435

$150,447+32.6%

$136,298+46.3%

$147,586+35.1%

Participation rate

82.4%

84.4%-2.1pp

81.9%+0.4pp

82.8%-0.5pp

Annual return

15.02%

1049.15%-1034.1pp

5156.27%-5141.3pp

578.59%-563.6pp

Employer contribution / active EE

$3,804

$5,256-27.6%

$4,696-19.0%

$4,876-22.0%

Participant deferral / active EE

$10,964

$6,631+65.3%

$6,247+75.5%

$5,439+101.6%

Admin fee / account holder

$75,686

$10,906+594.0%

$9,244+718.8%

$10,886+595.3%

GUILFORD, SARVAS & CARBONARA 401(K) PROFIT SHARING PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

GUILFORD, SARVAS & CARBONARA 401(K) PROFIT SHARING PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion