Filed July 15, 2025 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
PENTEGRA SERVICES, INC.2+ years Filed as: ALLIANCE BENEFIT GROUP-PENTEGRA Service code 15 · EIN 13-3892096 5250 77 CENTER DRIVE · CHARLOTTE, NC 28217 | Recordkeeping | $9,651 |
NATIONWIDE2+ years Service code 15 ONE NATIONWIDE PLAZA · COLUMBUS, OH 43215 | Recordkeeping | $8,460 |
NFP RETIREMENT INC1 year Filed as: NFP ADVISOR SERVICES LLC Service code 10 · EIN 74-2794194 1250 CAPITAL OF TEXAS HWY S #2-1 · AUSTIN, TX 78746 | Accounting | $3,809 |
Filed as: TRINITY RETIREMENT SOLUTIONS Service code 10 · EIN 46-1420441 7401 CARMEL EXECUTIVE PARK DR · CHARLOTTE, NC 28226 | Accounting | $1,273 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $6,456 | $37,044-82.6% | $71,796-91.0% | $57,658-88.8% |
| Participation rate | 27.3% | 61.1%-33.8pp | 69.1%-41.8pp | 70.2%-43.0pp |
| Annual return | 7.15% | 12.64%-5.5pp | 78.04%-70.9pp | 5.13%+2.0pp |
| Employer contribution / active EE | $302 | $720-58.0% | $1,924-84.3% | $1,974-84.7% |
| Participant deferral / active EE | $1,103 | $1,974-44.1% | $2,794-60.5% | $3,061-64.0% |
| Admin fee / account holder | $88 | $101-12.6% | $4,815-98.2% | $95-6.6% |