Filed June 28, 2011 (most recent of 5 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: FIDELITY INVSTS INSTL OPER CO, INC. Service code 37 · EIN 04-2647786 | Loan Processing | $189,143 |
STRATEGIC ADVISORS, INC.9+ years Service code 27 · EIN 04-2654524 | Advisory (Plan) | $119,204 |
Filed as: CBIZ CPAS P.C. Service code 19 · EIN 43-1947695 | Securities Custodian | $28,994 |
SAGE ADVISORY SERVICES2 years Filed as: SAGE VIEW ADVISORY GROUP, LLC Service code 27 · EIN 33-0818667 | Advisory (Plan) | $20,272 |
LINCOLN NATIONAL CORPORATION9+ years Service code 13 · EIN 35-1140070 | Contract Administrator | $1,350 |
Filed as: FIDELITY INVTSTS INSTL OPER CO, INC Service code 60 | Sub-TA Fees | $0 |
Service code 15 · EIN 01-0278678 | Recordkeeping | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $118,923 | $50,127+137.2% | $149,673-20.5% | $80,160+48.4% |
| Participation rate | 65.7% | 64.3%+1.4pp | 78.8%-13.0pp | 72.9%-7.2pp |
| Annual return | -44.79% | 29.82%-74.6pp | 134.42%-179.2pp | 40.38%-85.2pp |
| Employer contribution / active EE | $4,812 | $1,865+158.1% | $4,818-0.1% | $2,978+61.6% |
| Participant deferral / active EE | $16,784 | $3,194+425.5% | $5,680+195.5% | $5,017+234.5% |
| Admin fee / account holder | $131 | $153-14.1% | $13,210-99.0% | $145-9.5% |