Filings through .
See peer percentile detail with Pro.
Pro shows the percentile for each metric against plans of the same size and industry. Free for 7 days, no card. Then $49 a month. Cancel any time.
| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY3 years Filed as: MORGAN STANLEY Service code 27 · EIN 26-4310632 | Advisory (Plan) | $40,382 |
Service code 15 · EIN 13-3689044 | Recordkeeping | $31,551 |
19 funds of $250K or more; 24 lines in all, holding $25.8M of the plan's $25.9M. From the 2025 filing. Recordkeeper: Transamerica (Aegon).
Target-date series: Nuveen Lifecycle Index, mutual fund, 61% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Nuveen Lifecycle Index TIAA (Nuveen) · Mutual fund Target-date, 12 vintages | $15.8M | 61.3% |
| Fidelity 500 Index Fund Fidelity (FMR) · Mutual fund Index | $3.3M | 12.8% |
| Vanguard Equity Income Fund Admiral Shares Vanguard · Mutual fund | $1.1M | 4.2% |
| MFS Growth Fund R6 MFS (Sun Life) · Mutual fund | $964K | 3.7% |
| Fidelity Mid Cap Index Fund Fidelity (FMR) · Mutual fund Index | $618K | 2.4% |
| Fidelity International Index Fund Fidelity (FMR) · Mutual fund Index | $574K | 2.2% |
| Fidelity Small Cap Index Fund Fidelity (FMR) · Mutual fund Index | $478K | 1.9% |
| Vanguard Mid-Cap Value Index Fund Admiral Shares Vanguard · Mutual fund Index | $395K | 1.5% |
| Janus Henderson Triton Fund Janus Henderson · Mutual fund | $329K | 1.3% |
| Pgim Jennison MID-CAP Growth Fund Class R6 Prudential (PGIM) · Mutual fund | $296K | 1.1% |
No lineup changes between the 2024 and 2025 filings.
Stable value and insurance contract lines, renames and class changes are not counted. Left out here: 1 rename.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 71,097 large plans that list their funds in their annual filing. Updated Nov 3, 2026. Shares describe these plans, not the whole market.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
The auditor signed off without reservation. This is the cleanest opinion.