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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Shareholder servicing fees; Finders' ... | $72,365 |
Filed as: AMERIPRISE FINANCIAL SERVICES, INC. Service code 16 50085 AMERIPRISE FINANCIAL CENTER · MINNEAPOLIS, MN 55474 | Consulting | $62,258 |
HARVEY & MARTIN PLLC1 year Filed as: HARVEY & MARTIN, PLLC Service code 10 43 HIGH STREET · NORTH ANDOVER, MA 01845 | Accounting | $14,060 |
Service code 33 · EIN 25-1409618 | Securities brokerage commissions and ... | $0 |
NATIONAL FINANCIAL SERVICES4 years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $221,522 | $89,652+147.1% | $141,191+56.9% | $65,185+239.8% |
| Participation rate | 97.4% | 74.7%+22.7pp | 82.5%+14.9pp | 70.2%+27.2pp |
| Annual return | 23.34% | 32.79%-9.4pp | 71.41%-48.1pp | 29.38%-6.0pp |
| Employer contribution / active EE | $6,814 | $3,065+122.3% | $4,736+43.9% | $2,177+213.0% |
| Participant deferral / active EE | $9,646 | $5,691+69.5% | $6,710+43.8% | $3,514+174.5% |
| Admin fee / account holder | $584 | $569+2.7% | $10,264-94.3% | $847-31.1% |