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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Direct payment from the plan; Investm... | $137,484 |
Filed as: AMERPRISE FINANCIAL SERVICES, INC. Service code 16 | Consulting | $112,282 |
HARVEY & MARTIN PLLC1 year Filed as: HARVEY & MARTIN Service code 10 · EIN 83-2002817 | Accounting | $31,500 |
Filed as: AMERIPRISE FINANCIAL SERVICES, INC. Service code 16 50085 AMERIPRISE FINANCIAL CENTER · MINNEAPOLIS, MN 55474 | Consulting | $0 |
NATIONAL FINANCIAL SERVICES9 years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $273,868 | $101,499+169.8% | $147,005+86.3% | $74,546+267.4% |
| Participation rate | 100.0% | 75.5%+24.5pp | 82.2%+17.8pp | 67.2%+32.8pp |
| Annual return | 15.38% | 8732.34%-8717.0pp | 418.76%-403.4pp | 1366.03%-1350.7pp |
| Employer contribution / active EE | $8,147 | $3,811+113.8% | $4,934+65.1% | $2,624+210.4% |
| Participant deferral / active EE | $12,545 | $7,304+71.7% | $8,070+55.5% | $4,347+188.6% |
| Admin fee / account holder | $820 | $1,748-53.1% | $13,006-93.7% | $1,944-57.8% |