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| Provider | Service type | Compensation |
|---|---|---|
Filed as: ROCATON INVESTMENT ADVISOR Service code 27 · EIN 04-3638035 | Advisory (Plan) | $72,406 |
Service code 37 · EIN 04-2647786 | Loan Processing | $21,515 |
WOLF & COMPANY, P.C.9+ years Service code 10 · EIN 04-2689883 | Accounting | $20,500 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $143,727 | $107,415+33.8% | $135,998+5.7% | $80,187+79.2% |
| Participation rate | 98.6% | 78.0%+20.6pp | 81.9%+16.7pp | 72.9%+25.7pp |
| Annual return | 20.38% | 91.99%-71.6pp | 68.37%-48.0pp | 40.40%-20.0pp |
| Employer contribution / active EE | $4,457 | $3,878+14.9% | $4,860-8.3% | $2,980+49.6% |
| Participant deferral / active EE | $14,658 | $8,189+79.0% | $7,761+88.9% | $5,016+192.2% |
| Admin fee / account holder | $53 | $127-57.9% | $10,769-99.5% | $145-63.1% |