Filed October 30, 2018
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 13 · EIN 42-0127290 | Contract Administrator | $11,791 |
SECURITIES AMERICA INC1 year Filed as: SECURITIES AMERICA ADVISORS, INC. Service code 27 · EIN 47-0648506 | Advisory (Plan) | $10,851 |
MORNINGSTAR1 year Filed as: MORNINGSTAR INVESTMENT MGMT LLC Service code 26 · EIN 36-4317381 | Advisory (Participants) | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $34,800 | $53,162-34.5% | $91,220-61.9% | $68,494-49.2% |
| Participation rate | 44.2% | 63.2%-19.0pp | 73.2%-29.0pp | 67.9%-23.7pp |
| Annual return | -12.91% | -3.14%-9.8pp | 114.01%-126.9pp | -7.84%-5.1pp |
| Employer contribution / active EE | $515 | $1,709-69.9% | $2,850-81.9% | $2,596-80.2% |
| Participant deferral / active EE | $1,661 | $2,974-44.2% | $4,234-60.8% | $4,027-58.8% |
| Admin fee / account holder | $371 | $4,493-91.7% | $5,420-93.2% | $5,403-93.1% |