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| Provider | Service type | Compensation |
|---|---|---|
Filed as: COMMONWEALTH EQUITY SERVICES, INC. Service code 15 · EIN 04-2675571 | Recordkeeping | $26,137 |
ADP BROKER-DEALER2 years Filed as: ADP, LLC Service code 15 · EIN 13-3036745 | Recordkeeping | $1,900 |
ADP BROKER-DEALER2 years Service code 49 · EIN 22-3319984 | Other Services | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $53,558 | $44,059+21.6% | $71,671-25.3% | $69,631-23.1% |
| Participation rate | 29.4% | 60.8%-31.4pp | 68.7%-39.4pp | 70.7%-41.3pp |
| Annual return | 17.57% | 21.97%-4.4pp | 20.65%-3.1pp | 27571.02%-27553.5pp |
| Employer contribution / active EE | $58 | $1,305-95.6% | $2,460-97.7% | $2,032-97.2% |
| Participant deferral / active EE | $865 | $2,370-63.5% | $3,438-74.8% | $3,224-73.2% |
| Admin fee / account holder | $260 | $108+141.1% | $5,558-95.3% | $110+135.1% |