Filings through .
Filed December 7, 2010 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
EMPOWER ADVISORY GROUP, LLC2 years Filed as: EMPOWER ANNUITY INSURANCE COMPANY Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $52,629 |
Filed as: COMMONWEALTH EQUITY SERVICES LLC Service code 27 29 SAWYER RD · WALTHAM, MA 024533483 | Advisory (Plan) | $50,000 |
COMPASS 360, LLC2 years Filed as: COMPASS 360 Service code 13 118 PORTSMOUTH AVE STE A2 · STRATHAM, NH 03885 | Contract Administrator | $21,844 |
EMPOWER ADVISORY GROUP, LLC3 years Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $5,236 |
25 funds of $250K or more; 27 lines in all, holding $52.1M of the plan's $52.5M. From the 2025 filing. Recordkeeper: Empower.
Target-date series: American Funds Target Date, mutual fund, 49% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| American Funds Target Date Capital Group · Mutual fund Target-date, 11 vintages | $25.5M | 49.0% |
| Principal Blue Chip Growth Fund Principal · Mutual fund | $5.7M | 10.9% |
| Fidelity 500 Index Fund Fidelity (FMR) · Mutual fund Index | $4.6M | 8.9% |
| American Balanced Fund Capital Group · Mutual fund | $3.3M | 6.4% |
| JPMorgan Mid Cap Growth Fund JPMorgan · Mutual fund | $2.7M | 5.1% |
| Dodge & Cox Global Stock Fund Dodge & Cox · Mutual fund | $1.6M | 3.1% |
| Key Guaranteed Portfolio Fund Manager not matched · Insurance contract | $1.6M | 3.1% |
| Eupac Fund Capital Group · Mutual fund | $1.3M | 2.5% |
| MFS Value Fund MFS (Sun Life) · Mutual fund | $1.0M | 2.0% |
| TCW Metwest Total Return Bond Fund TCW · Mutual fund | $786K | 1.5% |
Covers 71,097 large plans that list their funds in their annual filing. Updated Nov 3, 2026. Shares describe these plans, not the whole market.
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.