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| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL FINANCIAL GROUP10+ years Filed as: PRINCIPAL LIFE INSURANCE COMPANY Service code 13 · EIN 42-0127290 | Contract Administrator | $29,377 |
KESTRA FINANCIAL5 years Filed as: KESTRA ADVISORY SERVICES, LLC Service code 27 · EIN 35-2552359 | Advisory (Plan) | $13,359 |
5 funds of $250K or more; 18 lines in all, holding $6.7M of the plan's $6.9M. From the 2024 filing. Recordkeeper: Principal.
Target-date series: American Funds Target Date, mutual fund, 15% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Insurance Funds Principal Principal Guaranteed Option Principal · Insurance contract Recordkeeper's own fund | $2.9M | 42.3% |
| American Balanced Fund Class R-6 Capital Group · Mutual fund | $988K | 14.6% |
| American Funds Target Date Capital Group · Mutual fund Target-date, 10 vintages | $985K | 14.6% |
| Vanguard Growth and Income Fund Admiral Shares Vanguard · Mutual fund | $432K | 6.4% |
| NEW Perspective Fund Class R-6 Capital Group · Mutual fund | $322K | 4.8% |
| T. Rowe Price Blue Chip Growth Fund, Inc. T. Rowe Price · Mutual fund | $296K | 4.4% |
| Allspring Special Mid Cap Value Fund Class R6 Allspring · Mutual fund | $231K | 3.4% |
| JPMorgan Equity Income Fund Class R6 JPMorgan · Mutual fund | $175K | 2.6% |
| MFS Mid Cap Growth Fund R6 MFS (Sun Life) · Mutual fund | $164K | 2.4% |
| Fidelity Mid Cap Index Fund Fidelity (FMR) · Mutual fund Index | $78K | 1.1% |
Covers 71,097 large plans that list their funds in their annual filing. Updated Nov 3, 2026. Shares describe these plans, not the whole market.
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.