Filed November 17, 2021 (most recent of 3 filings on file)
Total covered: 2 employees
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| Provider | Service type | Compensation |
|---|---|---|
STRATEGIC ADVISORS, INC.2 years Service code 27 · EIN 04-2654524 | Advisory (Plan) | $8,311 |
Service code 49 | Other Services | $0 |
Filed as: FIDELITY INV. INST. OPER. COMPANY Service code 37 · EIN 04-2647786 | Loan Processing | -$84,260 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $86,737 | $105,179-17.5% | $64,110+35.3% | $80,187+8.2% |
| Participation rate | 52.3% | 73.5%-21.3pp | 72.3%-20.1pp | 72.9%-20.7pp |
| Annual return | 17.74% | 20.34%-2.6pp | 33.75%-16.0pp | 40.40%-22.7pp |
| Employer contribution / active EE | $0 | $3,311-100.0% | $2,751-100.0% | $2,980-100.0% |
| Participant deferral / active EE | $4,916 | $4,020+22.3% | $3,883+26.6% | $5,016-2.0% |
| Admin fee / account holder | $47 | $113-58.5% | $3,071-98.5% | $145-67.6% |