Filed September 21, 2015 (most recent of 3 filings on file)
| Provider | Service type | Compensation |
|---|---|---|
AON CONSULTING1 year Filed as: AON HEWITT ASSOCIATES Service code 11 · EIN 36-3685404 | Actuarial | $537,002 |
REGIMENT SSF V2 years Service code 28 · EIN 45-1671868 | Investment Management | $215,283 |
Filed as: SILCHESTER INT'L INV TABACCO FREE Service code 28 · EIN 36-7243326 | Investment Management | $210,553 |
STATE STREET GLOBAL ADVISORS3+ years Filed as: STATE STREET BANK Service code 18 · EIN 04-1867445 | Direct payment from the plan; Custodi... | $163,662 |
SEYFARTH SHAW LLP2 years Filed as: SEYFARTH SHAW Service code 29 · EIN 36-2152202 | Legal | $109,526 |
Filed as: CAMBRIDGE ASSOC Service code 27 · EIN 04-2927339 | Advisory (Plan) | $81,961 |
Service code 28 · EIN 26-1757836 | Investment Management | $81,139 |
BIDMC3+ years Service code 35 · EIN 04-2103881 | Employee (plan sponsor); Direct payme... | $72,805 |
RIVA III3+ years Service code 28 · EIN 45-1564102 | Investment Management | $67,130 |
RGI CAYMAN, LP1 year Service code 28 · EIN 98-0522866 | Investment Management | $56,444 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
More than 10% of assets are held in cash - possible menu-design or default-fund problem.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $0 | $0 | $198,173-100.0% | - |
| Participation rate | 0.0% | 0.0%0pp | 42.0%-42.0pp | 0.0%0pp |
| Annual return | 8.91% | 26.60%-17.7pp | 10.16%-1.2pp | 17.84%-8.9pp |
| Employer contribution / active EE | $5,293 | $7,232-26.8% | $33,192-84.1% | $14,688-64.0% |
| Participant deferral / active EE | $0 | $539-100.0% | $66-100.0% | $770-100.0% |
| Admin fee / account holder | $0 | $0 | $7,531-100.0% | - |