Retirement plan

CONNECTICUT ORAL AND MAXILLOFACIAL SURGERY CENTERS PROFIT SHARING PLAN

Name: CONNECTICUT ORAL AND MAXILLOFACIAL SURGERY CENTERS LLC - CONNECTICUT ORAL AND MAXILLOFACIAL SURGERY CENTERS PROFIT SHARING PLAN (2018) Form 5500
Creator: CONNECTICUT ORAL AND MAXILLOFACIAL SURGERY CENTERS LLC
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, CONNECTICUT ORAL AND MAXILLOFACIAL SURGERY CENTERS PROFIT SHARING PLAN, CONNECTICUT ORAL AND MAXILLOFACIAL SURGERY CENTERS LLC

CONNECTICUT ORAL AND MAXILLOFACIAL SURGERY CENTERS LLCEIN 03-0505982Plan #001PY 2018

323 MAIN STREET - WEST HAVEN, CT 06516203-980-5298ctoralsurgery.comLinkedIn11-50 employees

Prospect flagsHigh feesLow fidelity bond

How to read this page

Total assets (EOY)

$1.8M

+6.2% from 2017

Total participants

+3.4% from 2017

Average account balance

$71,707

+6.2% from 2017

Annual return

-4.44%

-19.29 pp from 2017

Benchmarks

See 18,164 peers

Peer group

Industry62 - Health Care and Social Assistance

Plan typeDefined contribution

Participants25-99

Cohort18,164 peers

Snapshot2018

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

Not enough data

0 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

Not enough data

0 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

Not enough data

0 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

Not enough data

0 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

Not enough data

0 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+1.67%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

0 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Providers data not reported

Schedule C was not filed on this plan's most recent Form 5500, so no compensated service providers are available to display.

Plan features & details

Pension benefit codes2E2F2G2J2T3D

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

2 tripped

OpportunityHigh fees
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
ComplianceLow fidelity bond
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).

Expense breakdown

Schedule H Part II

Admin total

$20K

$766 / participant

Other / not subdivided$20K100.0%

% of EOY assets

1.111%

all-in expense ratio

Categories reported

0 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

No opinion code on file for this filing.

Auditor firm: (not reported)
Auditor EIN: -
Audit fees: (not subdivided)
Opinion code: -

Metric

This plan

Peer set

Industry

Size

Avg account balance

$71,707

$75,962-5.6%

$154,108-53.5%

$64,173+11.7%

Participation rate

80.8%

70.4%+10.4pp

83.0%-2.3pp

69.6%+11.2pp

Annual return

-4.44%

30.32%-34.8pp

735.21%-739.6pp

7.63%-12.1pp

Employer contribution / active EE

$2,733

$3,350-18.4%

$5,298-48.4%

$2,381+14.8%

Participant deferral / active EE

$4,900

$3,175+54.4%

$5,081-3.6%

$3,470+41.2%

Admin fee / account holder

$797

$5,589-85.7%

$13,411-94.1%

$4,887-83.7%

CONNECTICUT ORAL AND MAXILLOFACIAL SURGERY CENTERS PROFIT SHARING PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

CONNECTICUT ORAL AND MAXILLOFACIAL SURGERY CENTERS PROFIT SHARING PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion