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| Provider | Service type | Compensation |
|---|---|---|
Filed as: KESTRA ADVISORY SERVICES Service code 26 5707 SOUTHWEST PKWY · AUSTIN, TX 78735 | Advisory (Participants) | $9,096 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $36,837 | $48,314-23.8% | $67,561-45.5% | $80,925-54.5% |
| Participation rate | 62.5% | 66.4%-3.9pp | 72.9%-10.4pp | 67.7%-5.2pp |
| Annual return | 11.74% | 18.28%-6.5pp | 3525.44%-3513.7pp | 35.65%-23.9pp |
| Employer contribution / active EE | $895 | $2,022-55.7% | $2,735-67.3% | $2,756-67.5% |
| Participant deferral / active EE | $1,639 | $2,927-44.0% | $4,003-59.1% | $4,299-61.9% |
| Admin fee / account holder | $115 | $3,690-96.9% | $4,006-97.1% | $6,940-98.3% |