Filed December 4, 2018 (most recent of 2 filings on file)
| Provider | Service type | Compensation |
|---|---|---|
Service code 37 · EIN 04-2647786 | Loan Processing | $176,471 |
STRATEGIC ADVISORS, INC.5+ years Service code 27 · EIN 04-2654524 | Advisory (Plan) | $62,598 |
FIDUCIARY INVESTMENT ADVISORS5+ years Service code 70 ONE HUNDRED NORTHFIELD DRIVE · WINDSOR, CT 06095 | Consulting Fees | $12,897 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 3 Non-exempt transaction | RUTLAND REGIONAL MEDICAL CENTER | SAME | — | $14K |
Form 5500 reported that benefits due were not provided when due.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $93,746 | $47,456+97.5% | $172,757-45.7% | $77,775+20.5% |
| Participation rate | 92.8% | 66.3%+26.5pp | 82.6%+10.1pp | 73.2%+19.6pp |
| Annual return | 21.02% | 35.57%-14.5pp | 803.06%-782.0pp | 32.58%-11.6pp |
| Employer contribution / active EE | $3,142 | $1,574+99.6% | $5,144-38.9% | $2,504+25.5% |
| Participant deferral / active EE | $4,795 | $2,560+87.3% | $5,198-7.7% | $3,966+20.9% |
| Admin fee / account holder | $115 | $81+42.5% | $13,956-99.2% | $100+15.1% |