Filed January 6, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
RAYMOND JAMES FINANCIAL SERVICES4+ years Filed as: RAYMOND JAMES INSURANCE GROUP INC Service code 49 · EIN 59-1199408 | Other Services | $38,910 |
RAYMOND JAMES FINANCIAL SERVICES4+ years Filed as: RAYMOND JAMES & ASSOCIATES INC Service code 49 · EIN 59-1237041 | Other Services | $13,005 |
NBT BANCORP NA1 year Filed as: NBT BANK, N.A. Service code 49 · EIN 15-0395735 | Other Services | $10,454 |
PRINCIPAL LIFE INSURANCE COMPANY4+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $7,980 |
WILSHIRE ASSOCIATES INCORPORATED4+ years Service code 27 · EIN 95-2755361 | Advisory (Plan) | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $50,643 | $56,443-10.3% | $83,848-39.6% | $55,725-9.1% |
| Participation rate | 90.3% | 72.0%+18.2pp | 76.1%+14.1pp | 70.9%+19.4pp |
| Annual return | -6.26% | 393.67%-399.9pp | 850.88%-857.1pp | 244.93%-251.2pp |
| Employer contribution / active EE | $691 | $2,682-74.2% | $3,631-81.0% | $2,078-66.8% |
| Participant deferral / active EE | $4,278 | $2,965+44.3% | $4,082+4.8% | $3,356+27.5% |
| Admin fee / account holder | $20 | $156-87.3% | $5,478-99.6% | $115-82.7% |