Rockpoint Group, LLC
advisor35 known aliases resolved via the canonical alias map
Market position · 2024
Plans served10+3 YoYRank #1725 of mapped providers
Assets under administration$30.4B0.0%Market share · rank #603
Fees received$1MMedian $100,598/planSum across Schedule C direct + indirect
Net wins YoY+22 won · 0 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical Rockpoint Group, LLC plan look like?
Service mix · median fees per plan
Count of plans where Rockpoint Group, LLC ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Investment management; Investment management fees paid directly by planCode 28 | 6 | $101,347 | |
Employee (plan); Direct payment from the planCode 30 | 2 | $85,875 | |
Investment management fees paid directly by plan; Investment advisory (plan)Code 27 | 1 | $22,317 | |
Investment management fees paid directly by planCode 51 | 1 | $109,324 |
Competitor overlap
Percent of Rockpoint Group, LLC's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under Rockpoint Group, LLC.
| Sponsor | From | Assets |
|---|---|---|
BOARD OF TRUSTEES OF THE BUILDING SERVICE 32BJ PENSION FUNDNY · 131879376-001 | RSC Insurance Brokerage | $4.1B |
FACTORY MUTUAL INSURANCE COMPANYRI · 050316605-001 | Rockport Investment Partners | $3.0B |
Plans lost in 2024
Appeared last year under Rockpoint Group, LLC; not this year.
| Sponsor | To | Assets |
|---|
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
BOARD OF TRUSTEES, SO CA UFCW UNIONS & FOOD EMPLOYERSCA · 951939092-001 | $6.5B | 199,927 | $373,561 | 8y | - |
BOARD OF TRUSTEES LABORERS PENSION TRUST FUND FOR NORTHERN CALIFORNIACA · 946277608-001 | $5.5B | 44,826 | $3,801 | 2y | - |
BOARD OF TRUSTEES OF THE BUILDING SERVICE 32BJ PENSION FUNDNY · 131879376-001 | $4.6B | 121,234 | $121,951 | 2y | - |
UNITED STATES STEEL CORPORATION AND AFFILIATED COS.PA · 251897152-001 | $4.3B | 23,108 | $91,871 | 10y | - |
FACTORY MUTUAL INSURANCE COMPANYRI · 050316605-001 | $3.0B | 8,907 | $189,042 | 1y | - |
BOARD OF TRUSTEES, AFTRA RETIREMENT PLANNY · 136414972-001 | $2.9B | 45,702 | $465,552 | 10y | - |
BD OF TRUSTEES, LABORERS DIST COUNCIL & CONSTRS PENSION FUNDOH · 316129964-001 | $2.7B | 30,539 | $109,324 | 10y | - |
BOARD OF TRUSTEES OF POINTERS,NY · 133208565-001 | $412M | 2,919 | $49,798 | 4y | - |
GREATER KANSAS CITY LABORERS PENSION PLANMO · 436141953-001 | $395M | 3,755 | $43,839 | 5y | - |
BERKLEE COLLEGE OF MUSIC, INC.MA · 042300472-001 | $104M | 706 | $22,317 | 10y | - |
Flag exposure
90.0%Market: 89.1%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (35)
Raw Schedule C names collapsed into Rockpoint Group, LLC.
- HERMINIA GONZALEZ
- HERMITAGE WEALTH MANAGEMENT
- HERNANDEZ, SERGIO
- HERNANDEZ, VICTOR ENRIQUE
- HERNDON
- HERNDON CAP MANAGEMENT
- HERNDON CAPITAL
- HERNDON CAPITAL MANAGEMENT
- HERNDON CAPITAL MANAGEMENT LLC
- HERNDON CAPITAL MANAGEMENT, LLC
- HERNDON PLANT OAKLEY LTD
- HERONBRIDGE
- ROCKPOINT
- ROCKPOINT GROUP, LLC
- ROCKPOINT R.E. PARALLEL FUND VI, LP
- ROCKPOINT REAL ESTATE
- ROCKPOINT REAL ESTATE FD IV GP LLC
- ROCKPOINT REAL ESTATE FUND
- ROCKPOINT REAL ESTATE FUND III G.P.
- ROCKPOINT REAL ESTATE FUND III, GP
- ROCKPOINT REAL ESTATE FUND III, GP,
- ROCKPOINT REAL ESTATE FUND IV G.P.
- ROCKPOINT REAL ESTATE FUND IV GP LL
- ROCKPOINT REAL ESTATE FUND IV LP
- ROCKPOINT REAL ESTATE FUND IV, GP
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /plans size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for Rockpoint Group, LLC's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 0 | 0.00% | 7.76% | -7.76 pp |
| Fidelity bond gap | 0 | 0.00% | 26.94% | -26.94 pp |
| Late contributions | 0 | 0.00% | 1.71% | -1.71 pp |
| Failed to provide benefit | 0 | 0.00% | 0.14% | -0.14 pp |
| Corrective distributions | 0 | 0.00% | 1.76% | -1.76 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with Rockpoint Group, LLC. Compare to the incumbent market share (0.0%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.0 pp vs incumbent
Frequent partners by role
Who else shows up on Rockpoint Group, LLC's plans most often. Switch tabs by counterparty role - high-overlap names are either referral channels (advisors, auditors) or competitive blocks (other recordkeepers).
| Partner | Shared plans | % of book |
|---|---|---|
| Proskauer Rose LLP | 2 | 20.0% |
| Schwartz Steinsapir Dohrmann | 2 | 20.0% |
| Arnold Newbold Sollars & Hollins PC | 1 | 10.0% |
| Beeson Tayer & Bodine | 1 | 10.0% |
| Bredhoff & Kaiser PLLC | 1 | 10.0% |
| Bullivant Houser Bailey | 1 | 10.0% |
| Cohen Weiss & Simon LLP | 1 | 10.0% |
| Gould Kobrick & Schlapp PC | 1 | 10.0% |
| Groom Law Group, Chartered | 1 | 10.0% |
| Holm & O'Hara LLP | 1 | 10.0% |