Retirement plan
UBS PENSION PLAN
UBS AGEIN 98-0186363Plan #001PY 2016
677 WASHINGTON BOULEVARD - STAMFORD, CT 069010300201-352-4880
Other plans on this EIN
1 filingProspect flagsLow returns
Filing contacts
From the Form 5500, federal recordSummary metrics
Total assets (EOY)
$372.2M
-3.3% from 2016
Total participants
4,867
+2.8% from 2016
Average account balance
$0
No prior year
Annual return
1.99%
-1.10 pp from 2016
Benchmarks
Peer group
Industry52 - Finance and Insurance
Plan typeDefined benefit
Participants250-999
Cohort302 peers
Snapshot2016
0
Participant deferral / active EE
$0
median $0
80
Employer contribution / active EE
$44,092
median $9,461
0
Participation rate
0.0%
median 0.0%
0
Avg account balance
$0
median $41,934
0
Admin fee / account holder
$0
median $128
19
Annual return
1.99%
median 6.17%
Overall peer rank
50of 100
50th percentileavg across 6 metrics
Analytics
2015 - 2024
Total assets (EOY)
Plan-year ending balance
$380.41M
Average account balance
Total assets / participants with a balance (line 6g)
$100K
Participants with account balance
Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.
3,580
Eligible Participants and Participation
Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.
0.0%
Contributions (total)
Employer and participant dollars contributed each year
$22.00M
Contributions per participant
Average employer and participant contribution per enrolled participant
$49K
Asset flow
BOY + contributions + return - distributions = EOY
Year
Annual return
Diverging bars; negative years highlighted
+1.63%
Admin fee / account holder
Total admin expenses / participants with a balance (line 6g)
$0
Asset composition
Cash / stocks / bonds / mutual funds / real estate / loans over time
- Mutual / pooled
- Stocks
- Bonds
- Cash
- Real estate
- Loans
Service providers
Top 1 by compensation
| Provider | Service type | Compensation |
|---|---|---|
HEWITT ASSOCIATES LLC2+ years Service code 11 · EIN 36-2235791 | Actuarial | $428,704 |
Enrolled actuary
1 attachment
SB
GUY E. GRAY, III
AON CONSULTING, INC.
Enrollment #1704704
MERRITT 7 CORPORATE PARK
BUILDING 201
NORWALK, CT 06851
(203) 852-1100
Signed 2017-10-05
Top hat statement on fileNQDC
Filed February 7, 2019 (most recent of 2 filings on file)
Plan administrator
Plan administrator name— Sign in and upgrade to view
1000 Harbor Blvd.
Weehawken State: NJ Zip Code: 07086
Plans declared (1)
- UBS Voluntary Investment Plan2,384 emp
Plan features & details
Pension benefit codes1A1C3F3H
Plan features
- 1ABenefits are primarily pay relatedBenefits under the plan are primarily determined with reference to a participant's pay (e.g. final-average-pay formula).
- 1CCash balance or similar planA cash balance formula in a defined benefit plan that expresses the accrued benefit in terms more common to a defined contribution plan such as a hypothetical account balance or single sum amount (includes personal account plan pension equity plan life cycle plan and cash account plan).
- 3FLeased employeesPlan sponsor(s) received services of leased employees as defined in Code section 414(n) during the plan year.
- 3HControlled group memberPlan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b) (c) or (m)).
Opportunity flags
1 tripped
- OpportunityLow returns
Annual investment return is in the bottom quintile of the peer cohort.
Expense breakdown
Schedule H Part II
Admin total
$2.9M
$5193 / participant
- Other / not subdivided$3M100.0%
% of EOY assets
0.791%
all-in expense ratio
Categories reported
0 / 9
subdivided buckets used
Audit opinion
Schedule H Part III
Unqualified opinion
Auditor signed off without reservation - the cleanest possible opinion.
- Auditor firm
- ERNST AND YOUNG LLP
- Auditor EIN
- 346565596
- Audit fees
- (not subdivided)
- Opinion code
- Unqualified