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Retirement plan

MORGAN STANLEY EMPLOYEES RETIREMENT PLAN

MORGAN STANLEY DOMESTIC HOLDINGS, INC.EIN 20-8764829Plan #001PY 2015
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1585 BROADWAY, 18TH FLOOR, ATTN RETIREMENT AND INVESTING DEPT. - NEW YORK, NY 10036212-761-3156
Other plans on this EIN
1 filing
#003Retirement-$8.20B assets
Prospect flagsWind-down / frozen

Filing contacts

From the Form 5500, federal record
Plan sponsor signer
NANCY RUTECKI
Signed 10/11/2016
(212) 761-3156
Plan administrator signer
MICHAEL EISNER
Signed 10/11/2016
Plan administrator entity
MORGAN STANLEY
EIN 810663617
(212) 761-9494
How to read this page

Summary metrics

Total assets (EOY)
$3097.5M
+2.4% from 2016
Total participants
31,417
+3.8% from 2016
Average account balance
$0
No prior year
Annual return
-0.76%
-4.43 pp from 2016

Benchmarks

See 38 peers
Peer group
Industry52 - Finance and Insurance
Plan typeDefined benefit
Participants>=10,000
Cohort38 peers
Snapshot2015
Participant deferral / active EE
$0
median $0
Employer contribution / active EE
$0
median $4,473
Participation rate
0.0%
median 0.0%
Avg account balance
$0
median $47,522
Admin fee / account holder
$0
median $275
Annual return
-0.76%
median -0.83%
Overall peer rank
49th percentileavg across 6 metrics

Analytics

2015 - 2024
Total assets (EOY)
Plan-year ending balance
$2.04B
Average account balance
Total assets / participants with a balance (line 6g)
$86K
Participants with account balance
Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.
18,117
Eligible Participants and Participation
Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.
0.0%
Contributions (total)
Employer and participant dollars contributed each year
$142.00M
Contributions per participant
Average employer and participant contribution per enrolled participant
$25K
Not enough data
2 years with per-participant contribution data
Asset flow
BOY + contributions + return - distributions = EOY
Year
Annual return
Diverging bars; negative years highlighted
-5.27%
Admin fee / account holder
Total admin expenses / participants with a balance (line 6g)
$0
Asset composition
Cash / stocks / bonds / mutual funds / real estate / loans over time
  • Mutual / pooled
  • Stocks
  • Bonds
  • Cash
  • Real estate
  • Loans

Service providers

Top 6 by compensation
ProviderService typeCompensation
HEWITT ASSOCIATES LLC1+ years
Service code 15 · EIN 36-2235791
Recordkeeping
$1,934,964
BLACKROCK INSTL TRUST CO, N.A.1+ years
Service code 28 · EIN 94-3112180
Investment Management
$1,607,772
NISA INVESTMENT ADVISORS, LLC1+ years
Service code 28 · EIN 48-1140940
Investment Management
$1,584,771
MERCER1+ years
Service code 11 · EIN 13-2834414
Actuarial
$547,595
THE NORTHERN TRUST COMPANY1+ years
Service code 21 · EIN 36-1561860
Bank Trustee
$226,480
CROWE HORWATH1+ years
Service code 10 · EIN 35-0921680
Accounting
$186,000

Enrolled actuary

1 attachment
SB

VICTOR BUONOPANE

MERCER
Enrollment #1406320
1166 AVENUE OF THE AMERICAS
NEW YORK, NY 10036
(212) 345-7000
Signed 2016-09-15

Plan features & details

Pension benefit codes1A1I3F3H
Plan features
  • 1A
    Benefits are primarily pay related
    Benefits under the plan are primarily determined with reference to a participant's pay (e.g. final-average-pay formula).
  • 1I
    Frozen plan
    As of the last day of the plan year the plan provides that no participant will get any new benefit accrual whether because of service or compensation.
  • 3F
    Leased employees
    Plan sponsor(s) received services of leased employees as defined in Code section 414(n) during the plan year.
  • 3H
    Controlled group member
    Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b) (c) or (m)).

Opportunity flags

1 tripped
  • InformationalWind-down / frozen

    Plan appears closed to new enrollment or frozen - balance-holders far exceed active participants, or the plan reports active distributions with no inflows. Exclude from peer benchmarks.

Expense breakdown

Schedule H Part II
Admin total
$10.2M
$945 / participant
  • Investment mgmt$3M25.2%
  • Other / not subdivided$8M74.8%
% of EOY assets
0.329%
all-in expense ratio
Categories reported
1 / 9
subdivided buckets used

Audit opinion

Schedule H Part III
Unqualified opinion

Auditor signed off without reservation - the cleanest possible opinion.

Auditor firm
CROWE HORWATH LLP
Auditor EIN
350921680
Audit fees
(not subdivided)
Opinion code
Unqualified