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Retirement plan

AMERICAN AIRLINES, INC. 401(K) PLAN FOR PILOTS

AMERICAN AIRLINES, INC. - RETIREMENTEIN 13-1502798Plan #022PY 2017
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4333 AMON CARTER BLVD., MAIL DROP 5113 - FORT WORTH, TX 76155817-967-1443LinkedIn10001+ employeesairlines/aviation
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10 filings
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Prospect flagsHigh assets / participantCorrective distributions

Filing contacts

From the Form 5500, federal record
Plan sponsor signer
(name not on filing)
(817) 967-1443
Plan administrator signer
PATRICK O'KEEFFE
Signed 10/12/2018
Plan administrator entity
AMERICAN AIRLINES, INC. - RETIREMENT
EIN 131502798
4333 AMON CARTER BOULEVARD, MAIL DROP 5144 ยท FORT WORTH, TX 76155
(800) 447-2000
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Summary metrics

Total assets (EOY)
$7118.9M
-14.6% from 2016
Total participants
16,145
+1.8% from 2016
Average account balance
$448,180
-15.6% from 2016
Annual return
24.32%
-8.78 pp from 2016

Benchmarks

See 41 peers
Peer group
Industry48 - Transportation and Warehousing
Plan typeDefined contribution
Participants>=10,000
Cohort41 peers
Snapshot2017
Participant deferral / active EE
$16,208
median $2,975
Employer contribution / active EE
$30,865
median $1,269
Participation rate
98.2%
median 65.5%
Avg account balance
$448,180
median $74,515
Admin fee / account holder
$109
median $54
Annual return
24.32%
median 17.42%
Overall peer rank
77th percentileavg across 6 metrics

Analytics

2015 - 2024
Total assets (EOY)
Plan-year ending balance
$11.66B
Average account balance
Total assets / participants with a balance (line 6g)
$634K
Participants with account balance
Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.
18,400
Eligible Participants and Participation
Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.
98.3%
Contributions (total)
Employer and participant dollars contributed each year
$979.06M
Contributions per participant
Average employer and participant contribution per enrolled participant
$62K
Asset flow
BOY + contributions + return - distributions = EOY
Year
Annual return
Diverging bars; negative years highlighted
+15.47%
Admin fee / account holder
Total admin expenses / participants with a balance (line 6g)
$114
Asset composition
Cash / stocks / bonds / mutual funds / real estate / loans over time
  • Mutual / pooled
  • Stocks
  • Bonds
  • Cash
  • Real estate
  • Loans

Service providers

Top 3 by compensation
ProviderService typeCompensation
FIDELITY INVESTMENTS INSTITUTIONAL3+ years
Service code 37 ยท EIN 04-2647786
Loan Processing
$1,083,104
FINANCIAL ENGINES3+ years
Service code 27 ยท EIN 77-0473565
Advisory (Plan)
$1,058,048
AON CONSULTING, INC1 year
Service code 16 ยท EIN 22-2232264
Consulting
$9,620

Top hat statement on fileNQDC

Filed October 18, 2004 (most recent of 2 filings on file)

This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.

Open the filing PDF

Plan features & details

Pension benefit codes2E2G2J2K2R2T
Plan features
  • 2E
    Profit-sharing
    Profit-sharing plan.
  • 2G
    Total participant-directed account plan
    Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • 2J
    Code section 401(k) feature
    Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
  • 2K
    Code section 401(m) arrangement
    Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
  • 2R
    Participant-directed brokerage accounts
    Participant-directed brokerage accounts provided as an investment option under the plan.
  • 2T
    Default investment account
    Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.

Opportunity flags

2 tripped
  • ComplianceCorrective distributions

    Plan reported corrective distributions (failed ADP/ACP testing).

  • InformationalHigh assets / participant

    Assets per participant exceed $250,000 - top-decile high-value plan.

Expense breakdown

Schedule H Part II
Admin total
$1.7M
$118 / participant
  • Investment mgmt$1M61.2%
  • Contract admin$658K38.0%
  • Other / not subdivided$14K0.8%
% of EOY assets
0.024%
all-in expense ratio
Categories reported
2 / 9
subdivided buckets used

Audit opinion

Schedule H Part III
Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm
MAYER HOFFMAN MCCANN PC
Auditor EIN
431947695
Audit fees
(not subdivided)
Opinion code
Disclaimer