Retirement plan

NORTHWELL HEALTH CASH BALANCE PLAN

NORTHWELL HEALTH, INC.EIN 11-3418133Plan #004PY 2020
972 BRUSH HOLLOW ROAD, 5TH FLOOR - WESTBURY, NY 115901740516-734-7000northwell.eduLinkedIn10001+ employeeshospital & health care
Prospect flagsNo flags tripped

Filing contacts

From the Form 5500, federal record
Plan sponsor signer
(name not on filing)
(516) 734-7000
Plan administrator signer
MICHELE CUSACK
Signed 10/15/2021

Summary metrics

Total assets (EOY)
$2610.3M
-9.2% from 2019
Total participants
43,121
+5.5% from 2019
Average account balance
$0
No prior year
Annual return
19.38%
-12.36 pp from 2019

Benchmarks

Peer group
Industryany (size+type match)
Plan typeDefined benefit
Participants>=10,000
Cohort212 peers
Snapshot2020
Participant deferral / active EE
$0
median $23
Employer contribution / active EE
$3,204
median $5,975
Participation rate
0.0%
median 0.0%
Avg account balance
$0
Admin fee / account holder
$0
Annual return
19.38%
median 12.84%
Overall peer rank
56th percentileavg across 6 metrics

Analytics

2018 - 2022
Total assets (EOY)
Plan-year ending balance
$0
Average account balance
Total assets / participants with a balance (line 6g)
$66K
Participants with account balance
Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.
13,658
Eligible Participants and Participation
Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.
0.0%
Contributions (total)
Employer and participant dollars contributed each year
$102.00M
Contributions per participant
Average employer and participant contribution per enrolled participant
$3K
Asset flow
BOY + contributions + return - distributions = EOY
Year
Annual return
Diverging bars; negative years highlighted
-95.67%
Admin fee / account holder
Total admin expenses / participants with a balance (line 6g)
$0
Asset composition
Cash / stocks / bonds / mutual funds / real estate / loans over time
  • Mutual / pooled
  • Stocks
  • Bonds
  • Cash
  • Real estate
  • Loans

Service providers

Top 10 of 50 by compensation
ProviderService typeCompensation
Service code 21 · EIN 36-1561860
Bank Trustee
$766,821
BLACKSTONE3+ years
Service code 28
345 PARK AVENUE · NEW YORK, NY 10154
Investment Management
$746,365
Service code 51 · EIN 27-0684167
Investment Mgmt Fees
$596,910
Service code 27 · EIN 20-4044179
Advisory (Plan)
$554,709
Service code 28 · EIN 04-3247425
Investment Management
$552,943
Service code 28
7114 E STETSON DRIVE · SCOTTSDALE, AZ 85251
Investment Management
$514,523
Service code 28 · EIN 22-3361201
Investment Management
$484,421
Service code 28 · EIN 04-3200030
Investment Management
$420,859
Service code 28 · EIN 31-1019984
Investment Management
$327,704
Service code 11 · EIN 23-1159360
Actuarial
$288,598

Enrolled actuary

1 attachment
SB

DAVID B. GOLD

WILLIS TOWERS WATSON US LLC
Enrollment #2004944
233 SOUTH WACKER DRIVE
SUITE 1800
CHICAGO, IL 606066424
(312) 525-2475
Signed 2021-10-01

Top hat statement on fileNQDC

Filed October 17, 2011 (most recent of 3 filings on file)

This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.

Plan features & details

Pension benefit codes1A1C3H
Plan features
  • 1A
    Benefits are primarily pay related
    Benefits under the plan are primarily determined with reference to a participant's pay (e.g. final-average-pay formula).
  • 1C
    Cash balance or similar plan
    A cash balance formula in a defined benefit plan that expresses the accrued benefit in terms more common to a defined contribution plan such as a hypothetical account balance or single sum amount (includes personal account plan pension equity plan life cycle plan and cash account plan).
  • 3H
    Controlled group member
    Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b) (c) or (m)).

Opportunity flags

0 tripped
No flags tripped for this filing year. This plan looks clean.

Expense breakdown

Schedule H Part II
Admin total
$11.6M
$366 / participant
  • Investment mgmt$6M53.0%
  • Contract admin$767K6.6%
  • Other / not subdivided$5M40.4%
% of EOY assets
0.446%
all-in expense ratio
Categories reported
2 / 9
subdivided buckets used

Audit opinion

Schedule H Part III
Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm
ERNST & YOUNG LLP
Auditor EIN
346565596
Audit fees
(not subdivided)
Opinion code
Disclaimer