Retirement plan

YALE-NEW HAVEN HOSPITAL AND TAX EXEMPT AFFILIATES TAX SHELTERED ANNUITY PLAN

YALE-NEW HAVEN HOSPITAL, INC.EIN 06-0646652Plan #003PY 2022
789 HOWARD AVENUE - NEW HAVEN, CT 065191304203-688-2401ynhh.orgLinkedIn10001+ employeeshospital & health care
Prospect flagsCorrective distributions

Filing contacts

From the Form 5500, federal record
Plan sponsor signer
(name not on filing)
(203) 688-2401

Summary metrics

Total assets (EOY)
$1661.5M
-19.4% from 2019
Total participants
30,419
-9.4% from 2019
Average account balance
$64,866
-13.8% from 2019
Annual return
-15.62%
-27.06 pp from 2019

Benchmarks

Peer group
Industry62 - Health Care and Social Assistance
Plan typeDefined contribution
Participants>=10,000
Cohort237 peers
Snapshot2022
Participant deferral / active EE
$6,394
median $4,382
Employer contribution / active EE
$0
median $1,922
Participation rate
78.3%
median 86.2%
Avg account balance
$64,866
median $51,383
Admin fee / account holder
$11
median $48
Annual return
-15.62%
median -15.58%
Overall peer rank
65th percentileavg across 6 metrics

Analytics

2018 - 2024
Total assets (EOY)
Plan-year ending balance
$2.31B
Average account balance
Total assets / participants with a balance (line 6g)
$85K
Participants with account balance
Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.
27,111
Eligible Participants and Participation
Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.
81.9%
Contributions (total)
Employer and participant dollars contributed each year
$161.70M
Contributions per participant
Average employer and participant contribution per enrolled participant
$7K
Asset flow
BOY + contributions + return - distributions = EOY
Year
Annual return
Diverging bars; negative years highlighted
+15.38%
Admin fee / account holder
Total admin expenses / participants with a balance (line 6g)
$13
Asset composition
Cash / stocks / bonds / mutual funds / real estate / loans over time
  • Mutual / pooled
  • Stocks
  • Bonds
  • Cash
  • Real estate
  • Loans

Service providers

Top 3 by compensation
ProviderService typeCompensation
Service code 16 · EIN 26-0058143
Consulting
$43,779
Service code 16 · EIN 39-0859910
Consulting
$16,664
Service code 37 · EIN 04-2647786
Loan Processing
-$1,745,607

Top hat statement on fileNQDC

Filed August 8, 2023 (most recent of 2 filings on file)

Plans declared (1)

  • Special Non-Qualified Retirement Plan II1 emp

Plan features & details

Pension benefit codes2F2G2L
Plan features
  • 2F
    ERISA section 404(c) plan
    This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
  • 2G
    Total participant-directed account plan
    Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • 2L
    Code section 403(b)(1) arrangement
    Plan uses a Code section 403(b)(1) annuity contract as a funding vehicle.

Opportunity flags

1 tripped
  • ComplianceCorrective distributions

    Plan reported corrective distributions (failed ADP/ACP testing).

Expense breakdown

Schedule H Part II
Admin total
$290K
$13 / participant
  • Other / not subdivided$290K100.0%
% of EOY assets
0.017%
all-in expense ratio
Categories reported
0 / 9
subdivided buckets used

Audit opinion

Schedule H Part III
Unqualified opinion

Auditor signed off without reservation - the cleanest possible opinion.

Auditor firm
BAKER TILLY US, LLP
Auditor EIN
390859910
Audit fees
(not subdivided)
Opinion code
Unqualified