Retirement plan

OTIS ELEVATOR COMPANY PUERTO RICO PENSION PLAN

UNITED TECHNOLOGIES CORPORATIONEIN 06-0570975Plan #014PY 2016
4 FARM SPRINGS ROAD - FARMINGTON, CT 06032860-728-7000
Prospect flagsHigh retiree %

Filing contacts

From the Form 5500, federal record
Plan sponsor signer
(name not on filing)
(860) 728-7000
Plan administrator signer
FRED DAUSSAN
Signed 06/23/2017

Summary metrics

Total assets (EOY)
$2.1M
-3.9% from 2017
Total participants
120
-0.8% from 2017
Average account balance
$0
No prior year
Annual return
5.58%
-3.70 pp from 2017

Benchmarks

Peer group
Industry33 - Manufacturing
Plan typeDefined benefit
Participants25-99
Cohort606 peers
Snapshot2016
Participant deferral / active EE
$0
median $0
Employer contribution / active EE
$7,206
median $5,929
Participation rate
0.0%
median 0.0%
Avg account balance
$0
median $37,418
Admin fee / account holder
$0
median $469
Annual return
5.58%
median 5.41%
Overall peer rank
49th percentileavg across 6 metrics

Analytics

2016 - 2019
Total assets (EOY)
Plan-year ending balance
$2.13M
Average account balance
Total assets / participants with a balance (line 6g)
$17K
Participants with account balance
Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.
91
Eligible Participants and Participation
Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.
0.0%
Contributions (total)
Employer and participant dollars contributed each year
$191K
Contributions per participant
Average employer and participant contribution per enrolled participant
$6K
Asset flow
BOY + contributions + return - distributions = EOY
Year
Annual return
Diverging bars; negative years highlighted
-3.86%
Admin fee / account holder
Total admin expenses / participants with a balance (line 6g)
$0
Asset composition
Cash / stocks / bonds / mutual funds / real estate / loans over time
Not enough data
2 years with F_SCH_H allocation on file

Service providers

Providers data not reported
Schedule C was not filed on this plan's most recent Form 5500, so no compensated service providers are available to display.

Enrolled actuary

1 attachment
SB

JAY MITCHELL

TOWERS WATSON DELAWARE INC.
Enrollment #1705718
335 MADISON AVENUE
NEW YORK, NY 10017
(212) 309-3479
Signed 2017-06-20

Top hat statement on fileNQDC

Filed November 2, 2022 (most recent of 2 filings on file)

Plans declared (2)

  • Raytheon Technologies Corporation Executive Severance Plan1,161 emp
  • Raytheon Technologies Corporation Compensation Deferral Plan3,340 emp

Total covered: 4,501 employees

Plan features & details

Pension benefit codes1B3H3J
Plan features
  • 1B
    Benefits are primarily flat dollar
    Benefits are primarily a flat dollar amount (including a dollar amount per year of service).
  • 3H
    Controlled group member
    Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b) (c) or (m)).
  • 3J
    U.S.-based Puerto Rico dual-qualified plan
    U.S.-based plan that covers residents of Puerto Rico and is qualified under both Code section 401 and section 1165 of the Internal Revenue Code of Puerto Rico.

Opportunity flags

1 tripped
  • InformationalHigh retiree %

    Retirees and beneficiaries make up 25% or more of total participants - indicates an ageing workforce or a frozen plan.

Expense breakdown

Schedule H Part II
Admin total
$207K
$6091 / participant
  • Other / not subdivided$207K100.0%
% of EOY assets
9.990%
all-in expense ratio
Categories reported
0 / 9
subdivided buckets used

Audit opinion

Schedule H Part III
No opinion code on file for this filing.
Auditor firm
(not reported)
Auditor EIN
-
Audit fees
(not subdivided)
Opinion code
-