Welfare broker

SWARTZBAUGHFARBER & ASSOCIATES INC

Mailing address (most recent filing)

9140 W DODGE RD, STE 418

OMAHA, NE 681143317

Total comp: $41K
Commissions: $41K
Fees: $0
Filings: 2
Sponsors: 2

Carrier mix

Where SWARTZBAUGHFARBER & ASSOCIATES INC places premium. Concentrated in 1-2 carriers = captive distribution; spread across many = open-architecture broker.

METROPOLITAN LIFE INSURANCE COMPANY50.0%
AETNA LIFE INSURANCE COMPANY50.0%

Top carrier partners

Carriers ranked by plan count placed.

Carrier	Plans	Premium	Share
METROPOLITAN LIFE INSURANCE COMPANY	1	$73K	50.0%
AETNA LIFE INSURANCE COMPANY	1	$1.2M	50.0%

Top states · with penetration index

Plan count by state. Index > 1.0means over-indexed vs the broker's national share.

State	Plans	Premium	State share	Index
NE	2	$1.3M	0.3%	160.93x

Top industries by premium

NAICS-2 sectors where this broker places the most welfare premium.

Sponsor-size mix

Plan count by total participants. Reveals whether this broker is a mid-market player or jumbo-employer specialist.

Broker compensation as % of premium

Distribution of SWARTZBAUGHFARBER & ASSOCIATES INC's plans by broker comp / premium ratio. Median 6.81% vs welfare-wide median 6.29% (n=2).

Prospect-flag exposure · vs market baseline

Share of SWARTZBAUGHFARBER & ASSOCIATES INC's book where each ERISA welfare flag is tripped, alongside the market-wide rate.

1-2 of 2 sponsors where SWARTZBAUGHFARBER & ASSOCIATES INC is the primary broker (latest filing per plan)

Sponsor	Loc	Premium	Comp	Carrier
READY TECH-GO, INC. DBA RTG MEDICAL, INC. READY TECH-GO, INC. DBA RTG MEDICAL, INC. GROUP HEALTH BENEFIT PLAN	NE	$1.2M	$36K	AETNA LIFE INSURANCE CO
READY TECH-GO, INC. DBA RTG MEDICAL, INC. RTG LIFE PLAN	NE	$73K	$8K	METROPOLITAN LIFE INSURANCE COMPANY

Carrier

Plans

Premium

METROPOLITAN LIFE INSURANCE COMPANY

$73K

50.0%

AETNA LIFE INSURANCE COMPANY

$1.2M

50.0%

State

Plans

Premium

State share

Index

$1.3M

0.3%

160.93x

Sponsor

Loc

Premium

Comp

Carrier

READY TECH-GO, INC. DBA RTG MEDICAL, INC.

READY TECH-GO, INC. DBA RTG MEDICAL, INC. GROUP HEALTH BENEFIT PLAN

$1.2M

$36K

AETNA LIFE INSURANCE CO

READY TECH-GO, INC. DBA RTG MEDICAL, INC.

RTG LIFE PLAN

$73K

$8K

METROPOLITAN LIFE INSURANCE COMPANY