Welfare broker

SWARTZBAUGH-FARBER & ASSOCIATES INC

Mailing address (most recent filing)

9140 W DODGE ROAD

OMAHA, NE 68114

Total comp: $316K
Commissions: $189K
Fees: $127K
Filings: 19
Sponsors: 19

Carrier mix

Where SWARTZBAUGH-FARBER & ASSOCIATES INC places premium. Concentrated in 1-2 carriers = captive distribution; spread across many = open-architecture broker.

BLUE CROSS OF CALIFORNIA40.0%
UNITEDHEALTHCARE INSURANCE COMPANY20.0%
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY20.0%
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA20.0%

Top carrier partners

Carriers ranked by plan count placed.

Carrier	Plans	Premium	Share
BLUE CROSS OF CALIFORNIA	2	$34.0M	40.0%
UNITEDHEALTHCARE INSURANCE COMPANY	1	$666K	20.0%
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY	1	$57K	20.0%
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	1	$995K	20.0%

Top states · with penetration index

Plan count by state. Index > 1.0means over-indexed vs the broker's national share.

State	Plans	Premium	State share	Index
NE	5	$35.7M	0.7%	160.93x

Top industries by premium

NAICS-2 sectors where this broker places the most welfare premium.

Sponsor-size mix

Plan count by total participants. Reveals whether this broker is a mid-market player or jumbo-employer specialist.

Broker compensation as % of premium

Distribution of SWARTZBAUGH-FARBER & ASSOCIATES INC's plans by broker comp / premium ratio. Median 2.85% vs welfare-wide median 6.29% (n=5).

Prospect-flag exposure · vs market baseline

Share of SWARTZBAUGH-FARBER & ASSOCIATES INC's book where each ERISA welfare flag is tripped, alongside the market-wide rate.

1-5 of 5 sponsors where SWARTZBAUGH-FARBER & ASSOCIATES INC is the primary broker (latest filing per plan)

Sponsor	Loc	Premium	Comp	Carrier
RISEMARK HOLDINGS LLC RISEMARK HOLDINGS MEDICAL PLAN	NE	$1.3M	$59K	BLUECROSS BLUE SHIELD OF NEBRASKA
NATIONAL INDEMNITY COMPANY GROUP INSURANCE PLAN	NE	$32.8M	$49K	BLUECROSS BLUESHIELD OF NEBRASKA
NATIONAL INDEMNITY COMPANY GROUP DENTAL PLAN	NE	$995K	$19K	GUARDIAN LIFE INSURANCE COMPANY OF AMERICA
LAMP RYNEARSON, INC. LAMP RYNEARSON, INC. WRAP PLAN	NE	$666K	$19K	OPTUM HEALTH (UNIMERICA INSURANCE COMPANY)
RISEMARK HOLDINGS LLC RISEMARK HOLDINGS DENTAL VISION LIFE AND DISABILITY PLANS	NE	$57K	$9K	THE LINCOLN NATIONAL LIFE INSURANCE COMPANY