Welfare broker

OSAIC FA INC

Mailing address (most recent filing)

PO BOX 2239

FORT WAYNE, IN 468012239

Total comp: $77K
Commissions: $77K
Fees: $0
Filings: 2
Sponsors: 2

Carrier mix

Where OSAIC FA INC places premium. Concentrated in 1-2 carriers = captive distribution; spread across many = open-architecture broker.

UNUM LIFE INSURANCE COMPANY OF AMERICA50.0%
METROPOLITAN LIFE INSURANCE COMPANY50.0%

Top carrier partners

Carriers ranked by plan count placed.

Carrier	Plans	Premium	Share
UNUM LIFE INSURANCE COMPANY OF AMERICA	1	$9.5M	50.0%
METROPOLITAN LIFE INSURANCE COMPANY	1	$260K	50.0%

Top states · with penetration index

Plan count by state. Index > 1.0means over-indexed vs the broker's national share.

State	Plans	Premium	State share	Index
OK	1	$260K	0.1%	61.53x
NY	1	$9.5M	0.0%	9.91x

Top industries by premium

NAICS-2 sectors where this broker places the most welfare premium.

Sponsor-size mix

Plan count by total participants. Reveals whether this broker is a mid-market player or jumbo-employer specialist.

Broker compensation as % of premium

Distribution of OSAIC FA INC's plans by broker comp / premium ratio. Median 2.64% vs welfare-wide median 6.29% (n=2).

Prospect-flag exposure · vs market baseline

Share of OSAIC FA INC's book where each ERISA welfare flag is tripped, alongside the market-wide rate.

1-2 of 2 sponsors where OSAIC FA INC is the primary broker (latest filing per plan)

Sponsor	Loc	Premium	Comp	Carrier
WILLKIE FARR & GALLAGHER LLP OMNIBUS WELFARE PLAN WILLKIE FARR & GALLAGHER LLP OMNIBUS WELFARE PLAN	NY	$9.5M	$171K	FIRST UNUM LIFE INSURANCE COMPANY
SAINT FRANCIS HEALTH SYSTEM INC SAINT FRANCIS HEALTH SYSTEM GROUP VARIABLE UNIVERS	OK	$260K	$9K	METROPOLITAN LIFE INSURANCE COMPANY

Carrier

Plans

Premium

UNUM LIFE INSURANCE COMPANY OF AMERICA

$9.5M

50.0%

METROPOLITAN LIFE INSURANCE COMPANY

$260K

50.0%

State

Plans

Premium

State share

Index

$260K

0.1%

61.53x

$9.5M

0.0%

9.91x

Sponsor

Loc

Premium

Comp

Carrier

WILLKIE FARR & GALLAGHER LLP OMNIBUS WELFARE PLAN

$9.5M

$171K

FIRST UNUM LIFE INSURANCE COMPANY

SAINT FRANCIS HEALTH SYSTEM INC

SAINT FRANCIS HEALTH SYSTEM GROUP VARIABLE UNIVERS

$260K

$9K

METROPOLITAN LIFE INSURANCE COMPANY